JR
Julie A. Reyes
REYES FINANCIAL ARCHITECTURE
SAN DIEGO, CA 92122
Some features on this profile are disabled
CRD#: 5770495
JR
Professional summary
Julie Ann Reyes is a registered financial advisor currently at REYES FINANCIAL ARCHITECTURE INC. located in San Diego, California.
Julie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Julie has worked at 2 firms and has passed the Series 63, Series 65, Series 22TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) REYES FINANCIAL ARCHITECTURE, INC.; INVESTMENT RELATED; 4660 LA JOLLA VILLAGE DRIVE SUITE 725 SAN DIEGO, CA 92122; SOLE OWNER AND OPERATOR OF REGISTERED INVESTMENT ADVISOR FIRM. RETIREMENT INCOME PLANNING, FINANCIAL PLANNING AND WEALTH MANAGEMENT AS OF MARCH 2009; 50 HOURS WEEK DURING TRADING HOURS 2) FIXED INSURANCE; INVESTMENT RELATED; 660 LA JOLLA VILLAGE DRIVE SUITE 725 SAN DIEGO, CA 92122; FIXED INSURANCE SALES; AGENT; 8 HOURS PER MONTH DEVOTED; 8 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING, FIXED INSURANCE SALES 3) EMERSON EQUITY, LLC, INVESTMENT RELATED; 660 LA JOLLA VILLAGE DRIVE SUITE 725 SAN DIEGO, CA 92122; BROKER-DEALER, REGISTERED REPRESENTATIVE; START DATE 01/2019; 5 HOURS PER MONTH DEVOTED; 5 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING; SECURITIES. 4) REAL ESTATE BROKER, SAN DIEGO, CA, INVESTMENT RELATED, BROKER, 01/12/2009, 0 HOURS PER MONTH, 0 HOURS PER MONTH DURING SECURITIES TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Julie Ann Reyes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2010 - Present
REYES FINANCIAL ARCHITECTURE INC.
Office #1: 4660 La Jolla Village Drive Suite 725, San Diego, CA 92122RIA
CRD#: 153194
SAN DIEGO, CA
Past
February 6, 2019 - February 28, 2025
EMERSON EQUITY LLC
BD
CRD#: 130032
San Diego, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
REYES FINANCIAL ARCHITECTURE INC.
REYES FINANCIAL ARCHITECTURE INC.
CRD#: 153194 / SEC#: 801-125730
RIA
Registered Investment Advisory firm - (5/25/2022 Approved)California
Registered Investment Advisory firm - (7/14/2022 Terminated)Texas
Registered Investment Advisory firm - (6/14/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/22/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 2/6/2019
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
Current Firm
RF
REYES FINANCIAL ARCHITECTURE INC.
REYES FINANCIAL ARCHITECTURE INC.
CRD#: 153194 / SEC#: 801-125730
RIA
Registered Investment Advisory firm - (5/25/2022 Approved)California
Registered Investment Advisory firm - (7/14/2022 Terminated)Texas
Registered Investment Advisory firm - (6/14/2022 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4660 La Jolla Village Drive Suite 725, San Diego, CA 92122
Mailing Address
Phone number
(858) 597-1966
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 485 |
| AUM (Assets Under Management) | $ 156,788,344 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
