Kristopher K. Rooney
Professional summary
Kristopher Kevin Rooney, who also goes by Kristopher Rooney, is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York and ATHENE SECURITIES, LLC located in West Des Moines, Iowa.
Kristopher is registered as a RR (Registered Representative) and started their career in finance in 2015. Kristopher has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristopher Kevin Rooney's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2021 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 9 West 57th Street 8th Fl, New York, NY 10019-2701April 9, 2024 - Present
ATHENE SECURITIES, LLC
Office #1: 7700 Mills Civic Parkway, West Des Moines, IA 50266June 5, 2020 - April 30, 2021
NUVEEN ASSET MANAGEMENT, LLC
February 19, 2020 - April 30, 2021
NUVEEN SECURITIES, LLC
February 4, 2015 - January 9, 2020
BLACKSTONE SECURITIES PARTNERS L.P.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
ATHENE SECURITIES, LLC
CRD#: 36867 / SEC#: , 8-47499
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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