BF
Brandon D. Fentress
GUARDIAN WEALTH ADVISORS
Raleigh, NC 27609
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CRD#: 5769895
BF
Professional summary
Brandon Duke Fentress is a registered financial advisor currently at GUARDIAN WEALTH ADVISORS, LLC located in Raleigh, North Carolina and PRIVATE CLIENT SERVICES, LLC located in Raleigh, North Carolina.
Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Brandon has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Life insurance agent. 1004 Westwood Dr, Raleigh, NC 27607. <1 hr/mo;<1 hr during trading hrs. 2) Guardian Wealth Advisors. 4270 The Circle at North Hills Drive, Suite 200, Raleigh, NC 27609. RIA. 160 hrs/mo; 160 during trading hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Brandon Duke Fentress's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2022 - Present
GUARDIAN WEALTH ADVISORS, LLC
Office #1: 4270 The Circle At North Hills Street Suite 200, Raleigh, NC 27609RIA
CRD#: 305412
Raleigh, NC
Current
May 18, 2022 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 4270 The Circle At The North Hills Street Suite 200, Raleigh, NC 27609RIA
BD
CRD#: 120222
Raleigh, NC
Past
February 1, 2019 - May 11, 2022
APTUS CAPITAL ADVISORS, LLC
RIA
CRD#: 167626
RALEIGH, NC
Past
December 2, 2015 - February 1, 2019
GORDON ASSET MANAGEMENT, LLC
RIA
CRD#: 118471
RALEIGH, NC
Past
October 6, 2010 - December 2, 2015
GUARDIAN CAPITAL ADVISORS, LLC
RIA
CRD#: 150636
RALEIGH, NC
Past
April 7, 2010 - May 19, 2022
TRIAD ADVISORS LLC
BD
CRD#: 25803
NORCROSS, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GUARDIAN WEALTH ADVISORS, LLC
BLUE LINE INVESTING | VALLEY PEAK FINANCIAL | SILO WEALTH | LSG INVESTMENT GROUP | INGRAM FINANCIAL | ID WEALTH | GWP HOLDINGS, LLC | GUARDIAN WEALTH PARTNERS | GUARDIAN WEALTH ADVISORS, LLC | GATHER WEALTH | FINANCE ROADMAP PLANNING | DUNHAM & DEITEL WEALTH MANAGEMENT | CORNERSTONE WEALTH CONSULTING SERVICES LLC | CENTERPOINT FINANCIAL GROUP, INC.
CRD#: 305412 / SEC#: 801-118121
RIA
Registered Investment Advisory firm - (2/24/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/28/2022)
IAR
North Carolina(5/16/2022)
RR
North Carolina(5/19/2022)
RR
South Carolina(5/18/2022)
RR
Virginia(5/18/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GUARDIAN WEALTH ADVISORS, LLC
BLUE LINE INVESTING | VALLEY PEAK FINANCIAL | SILO WEALTH | LSG INVESTMENT GROUP | INGRAM FINANCIAL | ID WEALTH | GWP HOLDINGS, LLC | GUARDIAN WEALTH PARTNERS | GUARDIAN WEALTH ADVISORS, LLC | GATHER WEALTH | FINANCE ROADMAP PLANNING | DUNHAM & DEITEL WEALTH MANAGEMENT | CORNERSTONE WEALTH CONSULTING SERVICES LLC | CENTERPOINT FINANCIAL GROUP, INC.
CRD#: 305412 / SEC#: 801-118121
RIA
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Contact information
Main Address
4270 The Circle At North Hills Street Suite 200, Raleigh, NC 27609
Mailing Address
Phone number
(919) 874-1900
Established
Firm type
Fiscal year end
# of Employees
43
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,683 |
| AUM (Assets Under Management) | $ 2,051,517,525 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GUARDIAN WEALTH ADVISORS, LLC
CRD#: 305412Raleigh, NC 27609TRUST BUT VERIFY
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