Michael N. Miroshnikov
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Nmn Miroshnikov, who also goes by Michael Miroshnikov, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2010. Michael had worked at 2 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2019 - November 13, 2024
ARBORETUM INVESTMENT ADVISORS, LLC
November 30, 2015 - September 8, 2021
AMERICAN ELM DISTRIBUTION PARTNERS, LLC
November 24, 2010 - December 13, 2013
AMERICAN ELM DISTRIBUTION PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
ARBORETUM INVESTMENT ADVISORS, LLC
CRD#: 285753 / SEC#: 801-108591
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 21,813,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
