Patricia F. Steward

PARAKLETE FINANCIAL

SCOTTSDALE, AZ

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CRD#: 5769447

Professional summary

Patricia Fry Steward, who also goes by Pat Steward, is a registered financial advisor currently at PARAKLETE FINANCIAL, INC. located in Scottsdale, Arizona.

Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Patricia has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pat Steward

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) NAME OF OBA: STEWARD INGRAM & COOPER PLLC; ADDRESS OF OBA: 3120 HIGHWOODS BLVD, SUITE 207, RALEIGH, NC; NATURE: PROVIDE CLIENT SERVICES; INVESTMENT RELATED: NO; RELATIONSHIP WITH OBA: PART-TIME EMPLOYEE; DUTIES: CERTIFIED PUBLIC ACCOUNTANTS; APPROX. NUMBER OF HOURS/MONTH: 3; APPROX. HOURS/MONTH DURING TRADING HOURS: 0.25

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Fry Steward's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 8, 2010 - Present

PARAKLETE FINANCIAL, INC.

RIA

CRD#: 142323

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/17/2024)

IAR

Georgia
(5/9/2024)

IAR

North Carolina
(4/8/2010)

IAR

Texas
(12/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

PARAKLETE FINANCIAL, INC.

NETMORE PLANNING, LLC | PARAKLETE FINANCIAL, INC.

CRD#: 142323 / SEC#:

Alaska

Registered Investment Advisory firm - (12/9/2024 Approved)

Arizona

Registered Investment Advisory firm - (1/17/2024 Approved)

Arkansas

Registered Investment Advisory firm - (7/8/2024 Approved)

California

Registered Investment Advisory firm - (9/25/2023 Approved)

Colorado

Registered Investment Advisory firm - (10/13/2023 Approved)

Florida

Registered Investment Advisory firm - (3/10/2022 Approved)

Georgia

Registered Investment Advisory firm - (2/13/2007 Approved)

Louisiana

Registered Investment Advisory firm - (10/15/2024 Approved)

North Carolina

Registered Investment Advisory firm - (4/5/2010 Approved)

South Carolina

Registered Investment Advisory firm - (12/22/2017 Terminated)

Tennessee

Registered Investment Advisory firm - (8/18/2023 Approved)

Texas

Registered Investment Advisory firm - (1/31/2018 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (8/22/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Kennesaw, GA

Mailing Address

Phone number

(678) 290-3930

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.