Allen B. Trim
BLUE SUMMIT WEALTH MANAGEMENT
SAN DIEGO, CA 92122
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CRD#: 5768850
Professional summary
Allen Bradley Trim, CFP® is a registered financial advisor currently at BLUE SUMMIT WEALTH MANAGEMENT located in San Diego, California.
Allen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Allen has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: RESMED;
INVESTMENT RELATED: NO;
ADDRESS: 9001 SPECTRUM CENTER BLVD, SAN DIEGO, CA 92123;
NATURE OF BUSINESS: MANUFACTURER OF MEDICAL DEVICES;
START DATE: 03/2012;
POSITION/TITLE/RELATIONSHIP: STRATEGY MANAGER;
APX NUMBER OF HOURS PER WEEK: 40;
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5;
BRIEF DESCRIPTION OF DUTIES: LONG TERM PLANNING AND STRATEGIC INITIATIVES;
2. NAME OF OTHER BUSINESS: TRIM VACATION RENTALS;
INVESTMENT RELATED: NO;
ADDRESS: 5087 GUAVA AVENUE, LA MESA, CA 91942;
NATURE OF BUSINESS: RENTAL PROPERTY;
START DATE: 07/2016;
POSITION/TITLE/RELATIONSHIP: OWNER/MANAGER;
APX NUMBER OF HOURS PER WEEK: 6;
APX NUMBER OF HOURS DURING TRADING HOURS: NONE;
BRIEF DESCRIPTION OF DUTIES: MANAGE PROPERTY;
CRS (Client Relationship Summary) - RIA
Click below to view Allen Bradley Trim's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
June 26, 2018 - Present
BLUE SUMMIT WEALTH MANAGEMENT
Office #1: 4660 La Jolla Village Drive Suites 100 & 200, San Diego, CA 92122RIA
CRD#: 148782
SAN DIEGO, CA
Past
March 20, 2012 - June 3, 2018
CETERA ADVISORS LLC
RIA
CRD#: 10299
LA MESA, CA
Past
March 19, 2012 - June 3, 2018
CETERA ADVISORS LLC
BD
CRD#: 10299
LA MESA, CA
Past
May 28, 2010 - February 27, 2012
PACIFIC WEST FINANCIAL CONSULTANTS INC
RIA
CRD#: 108728
RENTON, WA
Past
April 19, 2010 - February 28, 2012
PACIFIC WEST SECURITIES, INC.
BD
CRD#: 6390
LA MESA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BLUE SUMMIT WEALTH MANAGEMENT
BLUE SUMMIT FINANCIAL GROUP | BLUE SUMMIT WEALTH MANAGEMENT | BLUE SUMMIT FINANCIAL GROUP, INC.
CRD#: 148782 / SEC#: 801-117302
RIA
Registered Investment Advisory firm - (9/4/2019 Approved)Arizona
Registered Investment Advisory firm - (9/6/2019 Terminated)California
Registered Investment Advisory firm - (10/6/2019 Terminated)Colorado
Registered Investment Advisory firm - (9/17/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/26/2018)
IAR
Texas(1/11/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BS
BLUE SUMMIT WEALTH MANAGEMENT
BLUE SUMMIT FINANCIAL GROUP | BLUE SUMMIT WEALTH MANAGEMENT | BLUE SUMMIT FINANCIAL GROUP, INC.
CRD#: 148782 / SEC#: 801-117302
RIA
Registered Investment Advisory firm - (9/4/2019 Approved)Arizona
Registered Investment Advisory firm - (9/6/2019 Terminated)California
Registered Investment Advisory firm - (10/6/2019 Terminated)Colorado
Registered Investment Advisory firm - (9/17/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4660 La Jolla Village Drive Suites 100 & 200, San Diego, CA 92122
Mailing Address
Phone number
(619) 698-4330
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 611 |
| AUM (Assets Under Management) | $ 192,887,451 |
Red Flags
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