AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Kerri Anne Goldsmith

Kerri A. Goldsmith

HBKS WEALTH ADVISORS
FT. MYERS, FL 33907
Some features on this profile are disabled
CRD#: 5768742
Kerri Anne Goldsmith

Professional summary

Kerri Anne Goldsmith, AIF®, CFP®, who also goes by Kerri Anne Engelbrecht, is a registered financial advisor currently at HBKS WEALTH ADVISORS located in Ft. Myers, Florida and PURSHE KAPLAN STERLING INVESTMENTS located in Ft. Myers, Florida.

Kerri is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Kerri has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kerri Anne Engelbrecht

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kerri Anne Goldsmith's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

CFP®

Certified Financial Planner

Start date: 2016

Experience

Current

April 10, 2012 - Present

HBKS WEALTH ADVISORS

Office #1: 8010 Summerlin Lakes Drive Suite 200, Ft. Myers, FL 33907
RIA
CRD#: 112139
FT. MYERS, FL
Current

October 12, 2011 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 8010 Summerlin Lake Drive Suite 200, Ft. Myers, FL 33907
BD
CRD#: 35747
Ft. Myers, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC

CRD#: 112139 / SEC#: 801-60424

RIA
Registered Investment Advisory firm - (7/19/2001 Approved)
Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)
Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)
Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(10/13/2022)
RR
Florida
(10/12/2011)
IAR
Florida
(4/10/2012)
IAR
Louisiana
(7/3/2018)
RR
North Carolina
(1/31/2023)
RR
Texas
(1/9/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/15/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/11/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC

CRD#: 112139 / SEC#: 801-60424

RIA
Registered Investment Advisory firm - (7/19/2001 Approved)
Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)
Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)
Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2725 Colonial Ave, Erie, PA 16506
Mailing Address
Phone number
(814) 836-5776
Established
Firm type
Fiscal year end
# of Employees
109

SEC notice filing (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HBKS WEALTH ADVISORS FORM ADV PART 2A 2-17-26 (2/17/2026)

Regulatory assets under management

Total Number of Accounts21,190
AUM (Assets Under Management)$ 7,661,939,874

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/20/2026
Cover Page
Report
10/25/2024
Cover Page
Report
07/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HBKS WEALTH ADVISORS

CRD#: 112139Ft. Myers, FL 33907

TRUST BUT VERIFY

Monitor Kerri Goldsmith

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
Steven Richard Adelson
Steven AdelsonAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Fort Myers, FL
PM
Pamela MaharAdvisorCheck Check Mark
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
IAR
RR
Fort Myers, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.