Kerri A. Goldsmith
HBKS WEALTH ADVISORS
FT. MYERS, FL 33907
Some features on this profile are disabled
CRD#: 5768742
Professional summary
Kerri Anne Goldsmith, AIF®, CFP®, who also goes by Kerri Anne Engelbrecht, is a registered financial advisor currently at HBKS WEALTH ADVISORS located in Ft. Myers, Florida and PURSHE KAPLAN STERLING INVESTMENTS located in Ft. Myers, Florida.
Kerri is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Kerri has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kerri Anne Engelbrecht
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HBK SORCE FINANCIAL, DBA HBKS WEALTH ADVISORS, 8010 SUMMERLIN LAKES DRIVE, SUITE 200, FORT MYERS, FL, 33907, ADMINISTRATIVE ASSISTANT, START DATE 11/2009, FULL TIME EMPLOYMENT, 40 HOURS PER WEEK, 100% OF TIME DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS.AS OF 9/2014 SHE BECAME A FULL TIME INVESTMENT ADVISOR REPRESENTATIVE 2) HBK SORCE INSURANCE; INVESTMENT RELATED; 8010 SUMMERLIN LAKES DRIVE, FT. MYERS, FL 33907; INSURANCE AGENCY; AGENT; MONTH/YEAR; 0 HRS/MO; X HRS/MO DURING TRADING; INSURANCE AGENT 3) HBK SORCE INSURANCE, LLC, 8010 SUMMERLIN LAKES DR, SUITE 200, FORT MYERS, FL 33907. NOT INVESTMENT RELATED, Administrative Assistant, then an INSURANCE AGENT, 11/2009-PRESENT. 8 HRS/MONTH, FIXED INSURANCE SALES. 4) American Advertising Federation SWFL. Not investment related. PO Box 493, Ft. Myers, FL 33902. Industry Association. Trustee (Advisory Board of Trustees). Start 7/23/2019. 4 hrs/mth-0 during trading hrs-As an advisory group, Trustees submit recommendation to the Board of Directors on a range of topics like scholarships, investments, long range planning and other initiatives as requested. 5) LEON D GOLDSMITH CPA, PA. NOT INVESTMENT RELATED. 9101 W COLLEGE POINTE DR, #2, FORT MYERS, FL 33912. ACCOUNTING FIRM. VICE PRESIDENT. START DATE 01/01/2020. 1 HOUR PER MONTH/0 HOURS DURING TRADING. LISTED AS CORPORATE OFFICER ON HUSBANDS BUSINESS FOR ESTATE PLANNING/EMERGENCY PURPOSES. NO OWNERSHIP. 6) Calusa Waterkeeper, Inc. Not Investment Related. P.O. Box 1165, Fort Myers, FL 33902. Non-profit. Board Member. Start Date: 09/01/2024. 2 hrs/ month; none during trading hours. Support/advise staff, strategic planning, fundraising/resource development, monitoring programs/services, enhancing public image. Board meetings monthly
CRS (Client Relationship Summary) - RIA
Click below to view Kerri Anne Goldsmith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
April 10, 2012 - Present
HBKS WEALTH ADVISORS
Office #1: 8010 Summerlin Lakes Drive Suite 200, Ft. Myers, FL 33907RIA
CRD#: 112139
FT. MYERS, FL
Current
October 12, 2011 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 8010 Summerlin Lake Drive Suite 200, Ft. Myers, FL 33907BD
CRD#: 35747
Ft. Myers, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(10/13/2022)
RR
Florida(10/12/2011)
IAR
Florida(4/10/2012)
IAR
Louisiana(7/3/2018)
RR
North Carolina(1/31/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2725 Colonial Ave, Erie, PA 16506
Mailing Address
Phone number
(814) 836-5776
Established
Firm type
Fiscal year end
# of Employees
109
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,190 |
| AUM (Assets Under Management) | $ 7,661,939,874 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 07/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HBKS WEALTH ADVISORS
CRD#: 112139Ft. Myers, FL 33907TRUST BUT VERIFY
Monitor Kerri Goldsmith
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
