BS
Brett A. Sheely
ALLIANCEBERNSTEIN L.P.
NEW YORK, NY 10001
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CRD#: 5768572
BS
Professional summary
Brett Andrew Sheely, who also goes by Brett Sheely, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in New York, New York and ALLIANCEBERNSTEIN INVESTMENTS, INC. located in New York, New York.
Brett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Brett has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brett Sheely
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brett Andrew Sheely's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2022 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 66 Hudson Boulevard East, New York, NY 10001RIA
CRD#: 108477
NEW YORK, NY
Current
September 15, 2022 - Present
ALLIANCEBERNSTEIN INVESTMENTS, INC.
Office #1: 66 Hudson Boulevard E, New York, NY 10001BD
CRD#: 14549
NEW YORK, NY
Past
June 27, 2016 - August 17, 2022
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
New York, NY
Past
March 21, 2016 - August 17, 2022
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - (8/13/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/15/2022)
RR
Alaska(9/15/2022)
RR
Arizona(9/15/2022)
RR
Arkansas(9/15/2022)
RR
California(9/15/2022)
RR
Colorado(9/15/2022)
RR
Connecticut(9/15/2022)
RR
Delaware(9/15/2022)
RR
District of Columbia(9/15/2022)
RR
Florida(9/15/2022)
RR
Georgia(9/15/2022)
RR
Hawaii(9/15/2022)
RR
Idaho(9/15/2022)
RR
Illinois(9/15/2022)
RR
Indiana(9/15/2022)
RR
Iowa(9/15/2022)
RR
Kansas(9/15/2022)
RR
Kentucky(9/15/2022)
RR
Louisiana(9/15/2022)
RR
Maine(9/15/2022)
RR
Maryland(9/15/2022)
RR
Massachusetts(9/15/2022)
RR
Michigan(9/15/2022)
RR
Minnesota(9/15/2022)
RR
Mississippi(9/15/2022)
RR
Missouri(9/15/2022)
RR
Montana(9/15/2022)
RR
Nebraska(9/15/2022)
RR
Nevada(9/15/2022)
RR
New Hampshire(9/15/2022)
RR
New Jersey(9/15/2022)
RR
New Mexico(9/15/2022)
RR
New York(9/15/2022)
IAR
New York(9/15/2022)
RR
North Carolina(9/15/2022)
RR
North Dakota(9/15/2022)
RR
Ohio(9/20/2022)
RR
Oklahoma(9/15/2022)
RR
Oregon(9/15/2022)
RR
Pennsylvania(9/15/2022)
RR
Puerto Rico(9/15/2022)
RR
Rhode Island(9/15/2022)
RR
South Carolina(9/15/2022)
RR
South Dakota(9/15/2022)
RR
Tennessee(9/15/2022)
RR
Texas(9/15/2022)
RR
Utah(9/15/2022)
RR
Vermont(9/15/2022)
RR
Virgin Islands(9/15/2022)
RR
Virginia(9/15/2022)
RR
Washington(9/15/2022)
RR
West Virginia(9/15/2022)
RR
Wisconsin(9/15/2022)
RR
Wyoming(9/15/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
RIA
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Contact information
Main Address
501 Commerce Street, Nashville, TN 37203
Mailing Address
Phone number
(615) 622-0000
Established
Firm type
Fiscal year end
# of Employees
3,994
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
