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KS

Kenneth Wayne Sipe

BURCH & COMPANY
FORT WAYNE, IN
·CRD# 5768246·16 years experience

Professional Summary

Kenneth Wayne Sipe is a registered financial advisor currently at BURCH & COMPANY, INC located in Fort Wayne, Indiana. Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2010. Kenneth has worked at 1 firm and has passed the Series 63, Series 79TO, SIE and Series 62 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

BURCH & COMPANY, INC·CRD# 102280
BD
347 West Berry Street Suite 100, Fort Wayne, IN 46802
March 24, 2010 - Present

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Current Firm

B&
BURCH & COMPANY, INC

BURCH & COMPANY, INC | BURCH & COMPANY, INC.

CRD#: 102280 / SEC#: 8-52121
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

4151 N. Mulberry Drive Suite 235, Kansas City, MO 64116

Mailing Address

4151 N. Mulberry Drive Suite 235, Kansas City, MO 64116

Phone Number

(816) 842-4660

Established

Missouri since 06/08/1999

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BURCH, ANTON RANDALSHAREHOLDER720817
BURCH, JENIFER LOUFINANCIAL AND OPERATIONS PRINCIPAL5796387
PASTORINO, JESSICA BROOKPRESIDENT, CCO5230374

Disclosures

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Indiana
(4/20/2010)
RR
Wisconsin
(1/23/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2010About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Mar 2010
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kenneth Wayne Sipe's CRS (Customer Relationship Summary).

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