AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
AB

Anton Randal Burch

CRD# 720817·Registered 1980 - 2011
Previously Registered: Being a previously registered professional could mean that Anton is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anton Randal Burch was a registered financial advisor. Anton was a previously registered financial advisor and started their career in finance 1980 - 2011. Anton had worked at 44 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 7TO, SIE, Series 4, Series 27 and Series 24 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

45 years in the financial services industry

Current & Past Employments

MSEC, LLC·CRD# 154327
BD
Overland Park, KS
May 19, 2011 - September 1, 2011
CABIN SECURITIES, INC.·CRD# 137608
BD
Overland Park, KS
March 3, 2006 - May 22, 2008
HBOC CAPITAL MARKETS, LLC·CRD# 133125
BD
Kansas City, MO
January 3, 2006 - February 11, 2008
BURCH & COMPANY, INC·CRD# 102280
RIA
Kansas City, MO
May 5, 2000 - June 17, 2010
BURCH & COMPANY, INC·CRD# 102280
BD
Kansas City, MO
April 5, 2000 - June 15, 2023
FIRST SAXONIA SECURITIES, INC.·CRD# 29245
BD
Napa, CA
July 14, 1993 - August 28, 1997
FIRST SAXONIA SECURITIES, INC.·CRD# 29245
BD
Napa, CA
September 4, 1992 - February 2, 1993
WINCHESTER INVESTMENT SECURITIES, INC.·CRD# 28543
BD
Overland Park, KS
August 15, 1991 - January 1, 1992
J. M. WALKER INTERNATIONAL, INC.·CRD# 19236
BD
Hauppauge, NY
August 15, 1991 - February 25, 1992
RHOADS FINANCIAL GROUP, INC.·CRD# 16317
BD
July 17, 1991 - September 12, 1991
BOWLES FINANCIAL GROUP, INC.·CRD# 19393
BD
October 24, 1989 - January 25, 1990
ACAP FINANCIAL INC.·CRD# 7731
BD
Salt Lake City, UT
September 5, 1989 - March 4, 1991
MANCHESTER RHONE SECURITIES CORP.·CRD# 15886
BD
August 11, 1989 - September 1, 1989
GRF CAPITAL INVESTORS, INC.·CRD# 24971
BD
Tulsa, OK
August 10, 1989 - November 6, 1989
KMR CAPITAL INVESTORS, INC.·CRD# 14998
BD
June 13, 1989 - August 10, 1989
SUPPES SECURITIES, INC.·CRD# 13722
BD
Nyc, NY
March 14, 1989 - February 6, 1990
CHATHAM SECURITIES CORPORATION·CRD# 14448
BD
December 10, 1988 - January 30, 1991
L.S. CANNON SECURITIES CORP.·CRD# 20748
BD
September 15, 1988 - April 8, 1989
WINDBROOK SECURITIES, INC.·CRD# 8142
BD
July 22, 1988 - February 1, 1989
WALTZ INVESTMENTS, INC.·CRD# 3704
BD
New York, NY
July 8, 1988 - May 9, 1989
GREATER METROPOLITAN INVESTMENT SERVICES, INC.·CRD# 17452
BD
May 26, 1988 - August 20, 1988
CEDAR SECURITIES, INC.·CRD# 16667
BD
April 21, 1988 - May 13, 1988
POLARIS FINANCIAL SERVICES, INC.·CRD# 14521
BD
April 4, 1988 - July 15, 1988
KOCHCAPITAL·CRD# 21038
BD
March 25, 1988 - May 10, 1988
J. M. WALKER INTERNATIONAL, INC.·CRD# 19236
BD
February 4, 1988 - September 6, 1988
SALYN SECURITIES, INCORPORATED·CRD# 2122
BD
February 2, 1988 - March 19, 1988
INVESTMENT ADVISORY BROKERAGE SERVICES, INC.·CRD# 14076
BD
November 23, 1987 - February 27, 1989
REICH & CO., INC.·CRD# 19611
BD
November 3, 1987 - December 7, 1987
CALES INVESTMENTS, INC.·CRD# 18830
BD
October 30, 1987 - September 19, 1988
LITCHFIELD FINANCIAL CORP.·CRD# 17616
BD
October 22, 1987 - January 23, 1988
FLORIDA CAPITAL SECURITIES CORP.·CRD# 15774
BD
August 20, 1987 - April 6, 1988
CENTURY CAPITAL CORP. OF SOUTH CAROLINA·CRD# 15780
BD
May 1, 1987 - November 18, 1987
PRIVATE EQUITY, INC.·CRD# 16476
BD
April 28, 1987 - September 10, 1987
DUNHILL, LORD & COMPANY·CRD# 16948
BD
April 6, 1987 - September 11, 1987
PARKGREEN SECURITIES CORP.·CRD# 12955
BD
February 24, 1987 - May 22, 1987
BOND STREET CAPITAL CORPORATION·CRD# 14663
BD
November 5, 1986 - January 2, 1987
FIRST REPUBLIC CAPITAL CORPORATION·CRD# 15526
BD
July 30, 1986 - January 20, 1987
DESSCO SECURITIES CORP.·CRD# 13209
BD
April 15, 1986 - May 6, 1987
GENERATION INVESTORS, LTD.·CRD# 16448
BD
December 16, 1985 - September 2, 1987
PRO-FINANCIAL SECURITIES, INC.·CRD# 14885
BD
July 31, 1985 - September 29, 1986
COLUMBUS CAPITAL CORP.·CRD# 6076
BD
July 18, 1985 - July 18, 1985
BIRCHTREE FINANCIAL SERVICES LLC·CRD# 15014
BD
Minneapolis, MN
July 3, 1985 - March 1, 1999
HANIFEN, IMHOFF SECURITIES CORP.·CRD# 10620
BD
May 23, 1985 - January 12, 1988
MANICK AND ASSOCIATES, LTD.·CRD# 13313
BD
November 26, 1984 - September 11, 1985
VSR FINANCIAL SERVICES, INC.·CRD# 14503
BD
January 25, 1984 - October 16, 1985
AMERICAN TRADING SECURITIES CORP.·CRD# 13221
BD
April 29, 1983 - August 12, 1983
ADAMS, JAMES, ABARR & COMPANY, INC.·CRD# 7517
BD
December 29, 1980 - March 3, 1986

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

ML
MSEC, LLC

MARINER | MSEC, LLC | MONTAGE SECURITIES, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH

CRD#: 154327 / SEC#: 8-68627
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

5700 W 112th Street Suite 500, Overland Park, KS 66211

Mailing Address

5700 W 112th Street Suite 500, Overland Park, KS 66211

Phone Number

(913) 904-5700

Established

Delaware since 05/13/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MARINER WEALTH ADVISORS, LLCMEMBER—
DORIAN, ANNE JENELLEPRESIDENT5736231
ERSKINE, ANN TERESACHIEF COMPLIANCE OFFICER5071135
STEIGHNER, KAREN ANNPFO/POO/FINOP1100675

Disclosures

Regulatory Event

1

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1981About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 4 — Registered Options Principal Examination

Passed Aug 1990About the Series 4 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 1986About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed May 1981About the Series 24 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
AB
Follow Anton
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required