MO
Miguel Ortigao
CETERA INVESTMENT ADVISERS LLC | Director of Strategic Partnerships & Senior Wealth Advisor
LAKEWOOD RANCH, FL 34240
Some features on this profile are disabled
CRD#: 5768024
MO
Professional summary
Miguel Ortigao, CFP®, who also goes by Miguel Ramalho Ortigao, Miguel Ortigao, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lakewood Ranch, Florida.
Miguel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Miguel has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Trading individual securities
Philanthropic services
Financial planning
Trust & estate planning
Insurance
Retirement planning
What is your current number of clients?
Greater than 100
Are you a "fiduciary"?
Yes
Aliases
Miguel Ramalho Ortigao | Miguel Ortigao
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Tampa Club Epicurean; Director; It is a non-profit to help kids get culinary trained locally. I am on the board but do not financially support the organization.; No; 1; 0; 09/01/2023; 101 E Kennedy Blvd Tampa FL 33602; To help organize events to raise awareness for vocational culinary school. 2) MRO Capital; Director; This is my s corp to run my advisory as I am a 1099 with Aksala.; No; 1; 0; 09/01/2021; 4411 west lawn ave tampa FL 33611; This is my s corp to run my advisory as I am a 1099 with Aksala. 3) Aksala Wealth Advisors; Senior Wealth Advisor; I am an investment advisor with Askala Wealth Advisors.; Yes; 160; 130; 06/03/2019; 6260 Lake Osprey Dr Lakewood Ranch FL 34240; Advising clients on investments as related to financial planning while acting as a CERTIFIED FINANCIAL PLANNER.
CRS (Client Relationship Summary) - RIA
Click below to view Miguel Ortigao's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
August 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 6260 Lake Osprey Dr, Lakewood Ranch, FL 34240RIA
CRD#: 105644
LAKEWOOD RANCH, FL
Past
July 24, 2019 - September 8, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Lakewood Ranch, FL
Past
January 12, 2018 - June 3, 2019
CAPITAL INVESTMENT ADVISORS, LLC
RIA
CRD#: 158055
ATLANTA, GA
Past
November 21, 2016 - January 3, 2018
GRATUS CAPITAL, LLC
RIA
CRD#: 173627
ATLANTA, GA
Past
November 14, 2013 - September 13, 2016
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
ATLANTA, GA
Past
April 8, 2011 - September 12, 2016
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
Director of Strategic Partnerships & Senior Wealth AdvisorCRD#: 105644Lakewood Ranch, FL 34240TRUST BUT VERIFY
Monitor Miguel Ortigao
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
