Thomas J. Scarfo
Professional summary
Thomas J Scarfo is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2012. Thomas has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas J Scarfo's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901July 19, 2018 - December 31, 2018
VOYA FINANCIAL PARTNERS, LLC
August 28, 2015 - June 27, 2018
PRUCO SECURITIES, LLC.
July 3, 2014 - August 3, 2015
P.J. ROBB VARIABLE, LLC
March 3, 2014 - July 9, 2014
MSI FINANCIAL SERVICES, INC.
March 12, 2012 - February 21, 2014
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
(1/17/2019)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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