Ryan David Thies
Professional Summary
Ryan David Thies, who also goes by Ryan D. Thies, is a registered financial advisor currently at STOUT CAPITAL, LLC located in Royal Oak, Michigan. Ryan is registered as a RR (Registered Representative) and started their career in finance in 2012. Ryan has worked at 1 firm and has passed the SIE, Series 99 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ryan D. Thies
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
STOUT CAPITAL, LLC | STOUT RISIUS ROSS ADVISORS, LLC
Contact Information
Main Address
150 West Second Street Suite 400, Royal Oak, MI 48067Mailing Address
150 West Second Street Suite 400, Royal Oak, MI 48067Phone Number
(248) 208-8800Established
Michigan since 05/15/2003Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (39 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Aug 2023About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ryan David Thies's CRS (Customer Relationship Summary).
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