Stephen S. Seo

L & S ADVISORS,

Los Angeles, CA 90025

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CRD#: 5766720

Professional summary

Stephen Seong Seo, who also goes by Stephen Seo, Seong Suh Seo, is a registered financial advisor currently at L & S ADVISORS, INC located in Los Angeles, California.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Stephen has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen Seo | Seong Suh Seo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Seong Seo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2023 - Present

L & S ADVISORS, INC

Office #1: 11766 Wilshire Blvd Suite 845, Los Angeles, CA 90025

RIA

CRD#: 140923

Los Angeles, CA

Past

October 21, 2015 - May 15, 2023

RVW WEALTH LLC

RIA

CRD#: 140451

LOS ANGELES, CA

Past

July 30, 2013 - August 5, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

L & S ADVISORS, INC

CRD#: 140923 / SEC#: 801-66849

RIA

Registered Investment Advisory firm - (6/5/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/20/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/5/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/29/2013

General Securities Representative Examination

Current Firm

L & S ADVISORS, INC

CRD#: 140923 / SEC#: 801-66849

RIA

Registered Investment Advisory firm - (6/5/2006 Approved)

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Contact information

Main Address

11766 Wilshire Blvd Suite 845, Los Angeles, CA 90025

Mailing Address

Phone number

(310) 893-6060

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

L & S ADVISORS FORM ADV PART 2A & 2B (6/23/2025)

Regulatory assets under management

Total Number of Accounts	1,691
AUM (Assets Under Management)	$ 1,052,549,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen S. Seo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Seong Seo's CRS (Customer Relationship Summary).

Certified licenses

Experience

L & S ADVISORS, INC

RVW WEALTH LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

L & S ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/20/2013

SIE

Date: 8/5/2015

Series 7

Date: 7/29/2013

Current Firm

L & S ADVISORS, INC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

L & S ADVISORS, INC

TRUST BUT VERIFY

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