Carolyn Nunez

ITHAKA FINANCIAL PLANNING

Chevy Chase, MD 20815

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CRD#: 5766659

Professional summary

Carolyn Nunez, CFP®, who also goes by Carolyn Nunez Ozcan, is a registered financial advisor currently at ITHAKA FINANCIAL PLANNING, LLC located in Chevy Chase, Maryland.

Carolyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Carolyn has worked at 1 firm and has passed the Series 65 exam.

Biography

Ithaka Financial Planning provides a safe environment where you can make important decisions about your journey, face hard truths, and make dreams a reality.

We help you get your financial house in order to help you reach your financial and life dreams.  Financial planning gives you the time and energy to create a life rich in the experiences that you value.

Question & Answer

What are your service offerings?

Retirement Planning

Estate Planning

Comprehensive Financial Planni...

Life Transitions

Investment Planning

Employee and Employer Plan Ben...

Insurance Planning

Do you have an area of expertise or specialization?

Baby Boomers

Corporate Executives

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

Women's Financial Planning Iss...

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

Carolyn Nunez Ozcan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carolyn Nunez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

June 22, 2010 - Present

ITHAKA FINANCIAL PLANNING, LLC

Office #1: 5425 Wisconsin Ave Suite 600, Chevy Chase, MD 20815

RIA

CRD#: 153244

Chevy Chase, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

District of Columbia
(4/13/2016)

IAR

Maryland
(7/6/2010)

IAR

Massachusetts
(5/17/2017)

IAR

Texas
(6/22/2010)

IAR

Virginia
(6/14/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/20/2009

Uniform Investment Adviser Law Examination

Current Firm

ITHAKA FINANCIAL PLANNING, LLC

CRD#: 153244 / SEC#:

District of Columbia

Registered Investment Advisory firm - (4/13/2016 Approved)

Maryland

Registered Investment Advisory firm - (7/6/2010 Approved)

Massachusetts

Registered Investment Advisory firm - (5/17/2017 Approved)

Texas

Registered Investment Advisory firm - (6/22/2010 Approved)

Virginia

Registered Investment Advisory firm - (6/14/2017 Approved)

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Contact information

Main Address

5425 Wisconsin Ave Suite 600, Chevy Chase, MD 20815

Mailing Address

Phone number

(301) 968-2381

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	203
AUM (Assets Under Management)	$ 81,416,022

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Carolyn Nunez

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carolyn Nunez's CRS (Customer Relationship Summary).

Certified licenses

Experience

ITHAKA FINANCIAL PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/20/2009

Current Firm

ITHAKA FINANCIAL PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ITHAKA FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

Contact information

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