Monia Piacenti
Professional summary
Monia Piacenti, who also goes by Monia Cardella, is a registered financial professional currently at VOYA INVESTMENTS DISTRIBUTOR, LLC located in Windsor, Connecticut and VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.
Monia is registered as a RR (Registered Representative) and started their career in finance in 2012. Monia has worked at 3 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Monia Piacenti's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2012 - Present
VOYA INVESTMENTS DISTRIBUTOR, LLC
Office #1: One Orange Way, Windsor, CT 06095June 9, 2021 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: One Orange Way, Windsor, CT 06095June 9, 2021 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: One Orange Way, C4-s, Windsor, CT 06095Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
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