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Kishankumar M Koladiya

CRD# 5764555·Registered 2010 - 2013
Barred: Kishankumar M Koladiya was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Kishankumar M Koladiya, who also goes by Kishinkumar M Koladiya, was a registered financial advisor. Kishankumar was a previously registered financial professional and started their career in finance 2010 - 2013. Kishankumar had worked at 1 firm and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kishinkumar M Koladiya

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

NSM SECURITIES, INC.·CRD# 134357
BD
West Palm Beach, FL
March 29, 2010 - May 29, 2013

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Current Firm

NS
NSM SECURITIES, INC.

NSM SECURITIES, INC.

CRD#: 134357 / SEC#: 8-67150
BD
Terminated by SEC on 03/23/2014

Contact Information

Established

Florida since 12/19/2003

Firm Type

Corporation

Fiscal Year End

November

Documents

Direct owners and executive officers

NamePositionCRD#
BHASIN, NIYUKT RAGHUPRESIDENT/CEO/CHIEF COMPLIANCE OFFICER2282048
ANGULO, IVAN DARIOPRINCIPAL4951519
BROWN, MICHAEL OWENFINOP/CFO1658070
YOUNG, KEVIN MROPTIONS PRINCIPAL4692991

Disclosures

Regulatory Event

4

Arbitration

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2010About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 2010About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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