Mark E. Conard
CETERA INVESTMENT ADVISERS LLC
ROSWELL, GA 30076
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CRD#: 5763848
Professional summary
Mark Edward Conard, AIF®, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Roswell, Georgia and CETERA WEALTH SERVICES, LLC located in Roswell, Georgia.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Mark has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 401 MACY DR; ROSWELL; GA; 30076; Fixed Insurance Sales; Independent Insurance Agent; 4/5/2010; 160; 160; Sales of fixed insurance products| 2) NAME OF ENTITY: ASPEN FINANCIAL SOLUTIONS, LLC; Yes; 401 MACY DR; ROSWELL; GA; 30076; FINANCIAL SERVICES/DBA; OWNER; 10/8/2009; 5; 5; INSURANCE & INVESTMENT PRODUCTS| 3) NAME OF ENTITY: Legacy Financial Advisors; Yes; 401 MACY DR; ROSWELL; GA; 30076; DBA; independent agent; 8/13/2010; 80; 80; Sales and service for fixed insurance and financial services for clients|
CRS (Client Relationship Summary) - RIA
Click below to view Mark Edward Conard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
March 20, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 401 Macy Dr, Roswell, GA 30076Office #2: 310 Craven Street Suite 2, New Bern, NC 28560RIA
CRD#: 105644
ROSWELL, GA
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 401 Macy Dr, Roswell, GA 30076Office #2: 233 Middle Street Suite 211, New Bern, NC 28560BD
CRD#: 13572
Roswell, GA
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
August 6, 2010 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
ROSWELL, GA
Past
May 3, 2010 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
ROSWELL, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/9/2021)
RR
California(6/9/2021)
RR
Colorado(10/11/2022)
RR
Florida(6/10/2021)
RR
Georgia(6/9/2021)
IAR
Georgia(3/20/2023)
RR
Maryland(8/21/2024)
RR
Michigan(6/9/2021)
RR
Missouri(6/9/2021)
RR
Montana(6/9/2021)
RR
North Carolina(6/9/2021)
IAR
North Carolina(6/29/2023)
RR
Ohio(12/16/2024)
RR
Pennsylvania(8/1/2024)
RR
South Carolina(6/9/2021)
RR
South Dakota(2/2/2024)
RR
Virginia(6/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
