MC
Matthew D. Callero
CETERA INVESTMENT ADVISERS LLC
MOUNT PROSPECT, IL 60056
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CRD#: 5763726
MC
Professional summary
Matthew David Callero is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mount Prospect, Illinois and CETERA FINANCIAL SPECIALISTS LLC located in Mount Prospect, Illinois.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Matthew has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CALLERO CAPITAL WEALTH MANAGEMENT; SAME AS REGISTERED LOCATION; INVESTMENT RELATED; DBA FOR WEALTH MANAGEMENT; FINANCIAL PROFESIONAL; SINCE 1/1/2012 HRS 200/MONTH 2) SIMPLICITY GROUP IMO; SAME AS REGISTERED LOCATION; NON-INVESTMENT RELATED; FIXED INSURANCE AGENT PLATFORM; FIXED INSURANCE SALES; SINCE 12/20/2011 HRS 4/MONTH 3) MATTHEW CALLERO NOTARY; SAME AS REGISTERED LOCATION; NON-INVESTMENT RELATED; NOTARY SERVICE; SINCE 01/01/2023 HRS 4/MONTH 4) HALAS HUT ENTERPRISES; SAME AS REGISTERED LOCATION; NON-INVESTMENT RELATED; RENTAL PROPERTY CO-OWNER
CRS (Client Relationship Summary) - RIA
Click below to view Matthew David Callero's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 10, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1150 W Northwest Highway Ste B, Mount Prospect, IL 60056RIA
CRD#: 105644
MOUNT PROSPECT, IL
Current
September 10, 2025 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 1150 W Northwest Highway Ste B, Mount Prospect, IL 60056BD
CRD#: 10358
MOUNT PROSPECT, IL
Past
January 19, 2024 - September 11, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
MOUNT PROSPECT, IL
Past
January 19, 2024 - September 11, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
MOUNT PROSPECT, IL
Past
February 1, 2012 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
MOUNT PROSPECT, IL
Past
February 1, 2012 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
MOUNT PROSPECT, IL
Past
December 5, 2011 - March 14, 2012
BEDFORD FINANCIAL GROUP, INC.
RIA
CRD#: 115606
LIBERTYVILLE, IL
Past
November 11, 2011 - February 3, 2012
OSAIC SERVICES, INC.
BD
CRD#: 133763
NILES, IL
Past
October 5, 2010 - November 15, 2011
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
LISLE, IL
Past
March 3, 2010 - November 15, 2011
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
LISLE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/10/2025)
RR
California(9/10/2025)
RR
Colorado(9/10/2025)
RR
District of Columbia(9/10/2025)
RR
Florida(9/10/2025)
RR
Georgia(9/10/2025)
RR
Illinois(9/10/2025)
IAR
Illinois(9/10/2025)
RR
Indiana(9/10/2025)
RR
Kansas(9/10/2025)
RR
Maryland(9/10/2025)
RR
Michigan(9/10/2025)
RR
Minnesota(9/10/2025)
RR
Mississippi(9/10/2025)
RR
Missouri(9/10/2025)
RR
Montana(9/10/2025)
RR
Nebraska(9/10/2025)
RR
Nevada(9/10/2025)
RR
New Mexico(9/10/2025)
RR
New York(9/10/2025)
RR
North Carolina(9/12/2025)
RR
Ohio(9/10/2025)
RR
Oklahoma(9/10/2025)
RR
South Carolina(9/10/2025)
RR
Tennessee(9/10/2025)
RR
Texas(9/10/2025)
IAR
Texas(9/10/2025)
RR
Utah(9/10/2025)
RR
Washington(9/10/2025)
RR
Wisconsin(9/10/2025)
RR
Wyoming(9/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
