David M. Dietrich

DEW POINT CAPITAL

Los Angeles, CA 90069

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CRD#: 5763394

Professional summary

David Matthew Dietrich, who also goes by David Dietrich, is a registered financial advisor currently at DEW POINT CAPITAL located in Los Angeles, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. David has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Dietrich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2016 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS ANNUITIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Matthew Dietrich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2021 - Present

DEW POINT CAPITAL

Office #1: 9000 Sunset Blvd Suite 709, Los Angeles, CA 90069

RIA

CRD#: 305010

Los Angeles, CA

Past

January 10, 2018 - July 23, 2021

ADVANTAGE CAPITAL ADVISORS, LLC

RIA

CRD#: 158313

LOS ANGELES, CA

Past

October 24, 2016 - December 31, 2017

ADVANTAGE CAPITAL ADVISORS, LLC

RIA

CRD#: 158313

LOS ANGELES, CA

Past

June 23, 2016 - September 7, 2016

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

GARDENA, CA

Past

June 23, 2016 - September 7, 2016

CETERA WEALTH SERVICES, LLC

CRD#: 13572

GARDENA, CA

Past

June 14, 2013 - February 22, 2016

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ENCINO, CA

Past

June 13, 2013 - February 22, 2016

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ENCINO, CA

Past

January 17, 2012 - July 2, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WESTLAKE VILLAGE, CA

Past

January 13, 2012 - July 2, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WESTLAKE VILLAGE, CA

Past

June 29, 2011 - January 19, 2012

MORGAN STANLEY

RIA

CRD#: 149777

WOODLAND HILLS, CA

Past

June 29, 2011 - January 19, 2012

MORGAN STANLEY

CRD#: 149777

WOODLAND HILLS, CA

Past

August 20, 2010 - March 7, 2011

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

CARLSBAD, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEW POINT CAPITAL

DEW POINT CAPITAL | DEW POINT INSURANCE SERVICES | DEW POINT CAPITAL, INC.

CRD#: 305010 / SEC#: 801-122323

RIA

Registered Investment Advisory firm - (9/16/2021 Approved)

California

Registered Investment Advisory firm - (10/20/2021 Terminated)

Texas

Registered Investment Advisory firm - (9/20/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/25/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/24/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/7/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/2010

General Securities Representative Examination

Current Firm

DEW POINT CAPITAL

DEW POINT CAPITAL | DEW POINT INSURANCE SERVICES | DEW POINT CAPITAL, INC.

CRD#: 305010 / SEC#: 801-122323

RIA

Registered Investment Advisory firm - (9/16/2021 Approved)

California

Registered Investment Advisory firm - (10/20/2021 Terminated)

Texas

Registered Investment Advisory firm - (9/20/2021 Terminated)

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Contact information

Main Address

7080 Hollywood Blvd. 7th Floor, Los Angeles, CA 90028

Mailing Address

Phone number

(410) 258-2174

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DEW POINT CAPITAL BROCHURE (4/29/2025)

Regulatory assets under management

Total Number of Accounts	919
AUM (Assets Under Management)	$ 366,631,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

David M. Dietrich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Matthew Dietrich's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVANTAGE CAPITAL ADVISORS, LLC

ADVANTAGE CAPITAL ADVISORS, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

PURSHE KAPLAN STERLING INVESTMENTS

Primary Firm SEC Registration

DEW POINT CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 12/24/2010

SIE

Date: 9/7/2016

Series 7

Date: 8/19/2010

Current Firm

DEW POINT CAPITAL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DEW POINT CAPITAL

TRUST BUT VERIFY

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