BM
Brooke M. Moore
KESTRA ADVISORY SERVICES
Cleburne, TX 76033
Some features on this profile are disabled
CRD#: 5762802
BM
Professional summary
Brooke Marchelle Moore, who also goes by Brooke Marchelle Finch, Brooke Marchelle Geiger, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Cleburne, Texas and KESTRA INVESTMENT SERVICES, LLC located in Cleburne, Texas.
Brooke is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Brooke has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brooke Marchelle Finch | Brooke Marchelle Geiger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BN: 105 SUNSET DRIVE, LLC POSI: member/owner NOB: Real Estate INV REL: Yes NUMBER OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 12/05/2023 ADDRESS: 105 Sunset Drive, Cleburne TX 76033 DESC: Collect rent and file tax returns. Maintain property. BN: 107 Sunset Drive INV REL: Yes Address: 107 Sunset Drive Cleburne TX 76033 NOB: Real Estate POSI: owner & managing member Start Date: 9/23/2020 HRS per month: 0% - 10% (0 - 16 HRS) HRS per month during trading HRS: 0% - 10% (0 - 14 HRS) DESC: property management, general contractor, lease management BN: 109 SUNSET DRIVE, LLC POSI: member NOB: Real Estate INV REL: Yes NUMBER OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 06/26/2022 ADDRESS: 1313 GLENWOOD DRIVE, CLEBURNE TX 76033 DESC: collect rents, manage maintenance, keep books and facilitate tax filings. BN: 107 S FOURTH STREET, LLC POSI: member NOB: Real Estate INV REL: Yes NUMBER OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 01/05/2022 ADDRESS: 1313 Glenwood Drive, Cleburne TX 76033 DESC: Collect rent, pay mortgage, coordinate repairs with handy man, maintain books and tax filings. BN: Moore Private Wealth Real Estate Holdings INV REL: Yes Address: 1313 Glenwood Drive Cleburne TX 76033 NOB: Real Estate POSI: Managing member Start Date: 4/21/2016 HRS per month: 0% - 10% (0 - 16 HRS) HRS per month during trading HRS: 0% - 10% (0 - 14 HRS) DESC: Bookkeeper, property manager, general contractor to organize subcontractors, lease manager. BN: Kestra Advisory Services, LLC INV REL: Yes Address: 5707 Southwest Parkway Building 2 Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC POSI: Independent financial advisor contractor Start Date: 5/17/2021 HRS per month: 11% - 20% (17 - 32 HRS) HRS per month during trading HRS: 11% - 20% (15 - 28 HRS) DESC: Use Kestra's advisory platform to facilitate client investment in fee based investments. BN: Moore Private Wealth Group INV REL: Yes Address: 1313 Glenwood Drive Cleburne TX 76033 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance POSI: managing member and senior financial advisor Start Date: 1/4/2016 HRS per month: 71% - 80% (113 - 128 HRS) HRS per month during trading HRS: 61% - 70% (85 - 98 HRS) DESC: daily office functions, manage all aspects of HR, marketing, bookkeeping, client relations, manage client investments and service BN: Z Best Feeds, LLC INV REL: No Address: 365 County Rd 4103 Grandview TX 76050 NOB: Other Bank or Credit Union POSI: 50% owner. My husband owns the remaining 50%. We are both passive owners and are minimally involved in the day to day operations. Start Date: 9/1/2021 HRS per month: 0% - 10% (0 - 16 HRS) HRS per month during trading HRS: 0% - 10% (0 - 14 HRS) DESC: Price and order ingredients and supplies, look for marketing and business growth opportunities in the community and bookkeeping. BN: WORTHMOORE VENTURES, LLC POSI: Member - back office support NOB: NA INV REL: Yes NUMBER OF HRS: 8 SECURITIES TRADING HRS: 7 START DATE: 07/01/2021 ADDRESS: 5801 Cypress Point Drive, Fort Worth TX 76132 DESC: I will not be involved in the day to day functions of the business. I will be the bookkeeper, HR, obtain financing and run construction of each location. BN: SAVANNAH OAKS RANCH, LLC POSI: 50% owner. My husband owns the remaining 50%. We are both passive owners and are minimally involved in the day to day operations. NOB: Agricultural farm business INV REL: No NUMBER OF HRS: 8 SECURITIES TRADING HRS: 5 START DATE: 09/01/2021 ADDRESS: 365 County Rd 4103, Grandview TX 76050 DESC: Price and order ingredients and supplies, look for marketing and business growth opportunities in the community and bookkeeping.
CRS (Client Relationship Summary) - RIA
Click below to view Brooke Marchelle Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 17, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1313 Glenwood Drive, Cleburne, TX 76033RIA
CRD#: 283330
Cleburne, TX
Current
May 17, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1313 Glenwood Dr, Cleburne, TX 76033BD
CRD#: 42046
Cleburne, TX
Past
January 4, 2016 - May 19, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
CLEBURNE, TX
Past
January 4, 2016 - May 19, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
CLEBURNE, TX
Past
April 19, 2010 - January 5, 2016
EDWARD JONES
RIA
CRD#: 250
WEATHERFORD, TX
Past
April 2, 2010 - January 5, 2016
EDWARD JONES
BD
CRD#: 250
WEATHERFORD, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(5/17/2021)
RR
Colorado(11/6/2024)
RR
Florida(5/17/2021)
RR
Georgia(5/17/2021)
RR
Illinois(3/18/2022)
RR
Indiana(5/18/2022)
RR
Missouri(3/9/2022)
RR
Montana(5/28/2025)
RR
New Jersey(4/18/2023)
RR
North Carolina(5/20/2021)
RR
Oklahoma(8/30/2024)
RR
Pennsylvania(3/18/2022)
RR
South Dakota(5/17/2021)
RR
Texas(5/17/2021)
IAR
Texas(5/17/2021)
RR
Washington(5/17/2021)
RR
Wisconsin(9/13/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Cleburne, TX 76033TRUST BUT VERIFY
Monitor Brooke Moore
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
