AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
CM

Christopher Martini

GUGGENHEIM INVESTOR SERVICES
Santa Monica, CA 90401
CRD#: 5762623
Some features on this profile are disabled
CM
Christopher MartiniGUGGENHEIM INVESTOR SERVICES

Professional summary


Christopher Martini, who also goes by Christopher Jeffrey Martini, is a registered financial professional currently at GUGGENHEIM INVESTOR SERVICES, LLC located in Santa Monica, California.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2010. Christopher has worked at 2 firms and has passed the Series 63, SIE, Series 7TO, Series 55, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Christopher Jeffrey Martini

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christopher Martini's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 27, 2026 - Present

GUGGENHEIM INVESTOR SERVICES, LLC

Office #1: 100 Wilshire Boulevard, Santa Monica, CA 90401
BD
CRD#: 30096
Santa Monica, CA
Past

March 31, 2010 - January 13, 2012

FREIMARK BLAIR & COMPANY, INC.

BD
CRD#: 13079
UPPER SADDLE RIVER, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/17/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/14/2026
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 12/10/2010
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


GI
GUGGENHEIM INVESTOR SERVICES, LLC
GUGGENHEIM INVESTMENTS | INTER-ATLANTIC SECURITIES CORPORATION | GUGGENHEIM SECURITIES, LLC | GUGGENHEIM PARTNERS | GUGGENHEIM INVESTOR SERVICES, LLC

CRD#: 30096 / SEC#: , 8-44742

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Loading...

Contact information


Main Address
330 Madison Avenue, New York, NY 10017
Mailing Address
330 Madison Avenue, New York, NY 10017
Phone number
(212) 901-9405
Established
Delaware since 12/31/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
GUGGENHEIM FUNDS SERVICES, LLCMEMBER
CHAN, YING ZPRINCIPAL FINANCIAL AND OPERATIONS OFFICER4956885
DILORENZO, DINA MARIEMANAGING EXECUTIVE2664787
SAPERSTEIN, ROBERT ANDREWCHIEF COMPLIANCE OFFICER2567876

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GUGGENHEIM INVESTOR SERVICES, LLC

CRD#: 30096Santa Monica, CA 90401

TRUST BUT VERIFY

Monitor Christopher Martini

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Tara Tussing Unverzagt
Tara UnverzagtAdvisorCheck Check Mark
SOUTH BAY FINANCIAL PARTNERS
IAR
Torrance, CA
Jon Derek Neuhaus
Jon NeuhausAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
El Segundo, CA
Danielle Purcell Barrios
Danielle BarriosAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Beverly Hills, CA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.