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EH

Edward S. Hwang

FORESIDE FINANCIAL SERVICES
New York, NY 10022
CRD#: 5762519
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EH
Edward Sunpil HwangFORESIDE FINANCIAL SERVICES

Professional summary


Edward Sunpil Hwang, who also goes by Edward S Hwang, Edward Hwang, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in New York, New York.

Edward is registered as a RR (Registered Representative) and started their career in finance in 2010. Edward has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Edward S Hwang | Edward Hwang

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Edward Sunpil Hwang's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 22, 2026 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 510 Madison Ave, Floor 29, New York, NY 10022
BD
CRD#: 148477
New York, NY
Past

December 13, 2022 - March 30, 2026

METLIFE INVESTMENTS SECURITIES, LLC

BD
CRD#: 285684
WHIPPANY, NJ
Past

April 13, 2018 - November 29, 2022

MFS INSTITUTIONAL ADVISORS INC.

RIA
CRD#: 107144
BOSTON, MA
Past

April 6, 2018 - November 29, 2022

MFS FUND DISTRIBUTORS, INC.

BD
CRD#: 31052
BOSTON, MA
Past

May 30, 2016 - March 19, 2018

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
BOSTON, MA
Past

March 11, 2013 - March 19, 2018

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA
CRD#: 106435
BOSTON, MA
Past

March 5, 2013 - May 31, 2016

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

BD
CRD#: 28262
BOSTON, MA
Past

September 26, 2011 - February 21, 2013

BTS ASSET MANAGEMENT, INC.

RIA
CRD#: 105215
LEXINGTON, MA
Past

September 9, 2011 - February 21, 2013

BTS SECURITIES CORPORATION

BD
CRD#: 8328
LINCOLN, MA
Past

April 29, 2010 - August 11, 2010

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
MERRIMACK, NH

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/22/2026)
RR
Connecticut
(4/22/2026)
RR
Georgia
(4/22/2026)
RR
Illinois
(4/22/2026)
RR
Massachusetts
(4/22/2026)
RR
Missouri
(4/22/2026)
RR
New York
(4/22/2026)
RR
Oregon
(4/22/2026)
RR
Washington
(4/22/2026)

Exams


State Security Law Exam
IAR
Series 65
Date: 9/22/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


FF
FORESIDE FINANCIAL SERVICES, LLC
BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC

CRD#: 148477 / SEC#: , 8-68027

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 07/31/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCDIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER1137783
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FORESIDE FINANCIAL SERVICES, LLC

CRD#: 148477New York, NY 10022

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