Andrew A. Oconnor
STRATEGIC ADVISERS LLC
LAKEWOOD, CO
Some features on this profile are disabled
CRD#: 5762223
Professional summary
Andrew Alan Oconnor, CFP®, who also goes by Andrew O'connor, Andrew A Oconnor, Andrew Alan Oconnor, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Lakewood, Colorado and FIDELITY BROKERAGE SERVICES LLC located in Greenwood Village, Colorado.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Andrew has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew O'connor | Andrew A Oconnor | Andrew Alan Oconnor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-95664|OrgNmn:Flash Ventures|Org Addr:Lakewood,Colorado,US|OBA Nature:Real Estate transactions and m|Invst Rel:Y|Title:Sole Proprietor|Duties:Real estate sales and management|StrtDt:04-29-13|TotHrs/mon:10|TrdHrs/mon:0|OBA-95667|OrgNmn:BOS Ventures|Org Addr:DENVER,Colorado,US|OBA Nature:Real Estate Partnership|Invst Rel:Y|Title:Partner|Duties:Partnership ownership of a rental property|StrtDt:03-01-19|TotHrs/mon:2|TrdHrs/mon:0|OBA-95670|OrgNmn:BOSK2 Ventures|Org Addr:Denton,Texas,US|OBA Nature:PARTNERSHIP OWNERSHIP IN REAL |Invst Rel:Y|Title:MEMBER|Duties:PARTNERSHIP IN REAL ESTATE HOLDING|StrtDt:08-01-22|TotHrs/mon:2|TrdHrs/mon:0|OBA-95669|OrgNmn:BOSK Ventures|Org Addr:Omaha,Nebraska,US|OBA Nature:Partnership interest in real e|Invst Rel:Y|Title:Partner|Duties:member of the partnership|StrtDt:03-01-21|TotHrs/mon:2|TrdHrs/mon:0|OBA-95672|OrgNmn:OMPASS COLORADO REAL ESTATE, DBA NAV COLORADO REAL ES|Org Addr:Denver,Colorado,US|OBA Nature:Real Estate Brokerage|Invst Rel:Y|Title:Agent|Duties:Sale of real estate|StrtDt:07-22-20|TotHrs/mon:10|TrdHrs/mon:0|OBA-95671|OrgNmn:MITCHELL STREET HOLDINGS|Org Addr:WEST ALLIS,Wisconsin,US|OBA Nature:PARTNERSHIP IN REAL ESTATE|Invst Rel:Y|Title:Partner|Duties:partnership in the real estate holding|StrtDt:07-15-22|TotHrs/mon:2|TrdHrs/mon:0|OBA-95818|OrgNmn:Cash Enterprises|Org Addr:San Franci,California,US|OBA Nature:Real Estate Partnership|Invst Rel:Y|Title:Partner|Duties:Real Estate Ownership|StrtDt:05-01-14|TotHrs/mon:1|TrdHrs/mon:0|OBA-95688|OrgNmn:AO Holdings Wisconsin|Org Addr:West Milwa,Wisconsin,US|OBA Nature:Holding Company for property|Invst Rel:Y|Title:Partner|Duties:Holding for property|StrtDt:06-01-21|TotHrs/mon:2|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Alan Oconnor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039RIA
CRD#: 104555
LAKEWOOD, CO
Current
March 13, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 6501 S Fiddler's Green Circle Ste 300 - 600, Greenwood Village, CO 80111-4932BD
CRD#: 7784
Greenwood Village, CO
Past
March 22, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GREENWOOD VILLAGE, CO
Past
July 8, 2019 - January 6, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Denver, CO
Past
July 3, 2019 - January 6, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Denver, CO
Past
May 10, 2018 - July 9, 2019
PERSONAL CAPITAL ADVISORS CORPORATION
RIA
CRD#: 155172
DENVER, CO
Past
February 10, 2016 - March 7, 2018
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
WESTMINSTER, CO
Past
February 10, 2016 - March 7, 2018
SCOTTRADE, INC.
BD
CRD#: 8206
WESTMINSTER, CO
Past
November 7, 2012 - February 8, 2016
TD AMERITRADE, INC.
BD
CRD#: 7870
DENVER, CO
Past
October 31, 2012 - February 8, 2016
TD AMERITRADE, INC.
RIA
CRD#: 7870
DENVER, CO
Past
October 31, 2012 - February 8, 2016
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
DENVER, CO
Past
April 15, 2010 - April 28, 2011
TD AMERITRADE, INC.
RIA
CRD#: 7870
OMAHA, NE
Past
April 15, 2010 - April 28, 2011
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
OMAHA, NE
Past
March 31, 2010 - April 28, 2011
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/17/2023)
RR
Alaska(3/17/2023)
RR
Arizona(3/17/2023)
RR
Arkansas(3/17/2023)
RR
California(3/17/2023)
RR
Colorado(3/13/2023)
IAR
Colorado(3/31/2025)
RR
Connecticut(3/17/2023)
RR
Delaware(3/17/2023)
RR
District of Columbia(3/17/2023)
RR
Florida(3/17/2023)
RR
Georgia(3/17/2023)
RR
Hawaii(3/17/2023)
RR
Idaho(3/17/2023)
RR
Illinois(3/17/2023)
RR
Indiana(3/17/2023)
RR
Iowa(3/17/2023)
RR
Kansas(3/17/2023)
RR
Kentucky(3/17/2023)
RR
Louisiana(3/17/2023)
RR
Maine(3/17/2023)
RR
Maryland(3/17/2023)
RR
Massachusetts(3/17/2023)
RR
Michigan(3/17/2023)
RR
Minnesota(3/17/2023)
RR
Mississippi(3/17/2023)
RR
Missouri(3/17/2023)
RR
Montana(3/17/2023)
RR
Nebraska(3/17/2023)
RR
Nevada(3/17/2023)
RR
New Hampshire(3/17/2023)
RR
New Jersey(3/17/2023)
RR
New Mexico(3/17/2023)
RR
New York(3/17/2023)
RR
North Carolina(3/17/2023)
RR
North Dakota(3/17/2023)
RR
Ohio(3/20/2023)
RR
Oklahoma(3/17/2023)
RR
Oregon(3/17/2023)
RR
Pennsylvania(3/17/2023)
RR
Puerto Rico(3/17/2023)
RR
Rhode Island(3/17/2023)
RR
South Carolina(3/17/2023)
RR
South Dakota(3/17/2023)
RR
Tennessee(3/17/2023)
RR
Texas(3/17/2023)
IAR
Texas(3/31/2025)
RR
Utah(3/17/2023)
RR
Vermont(3/17/2023)
RR
Virgin Islands(3/17/2023)
RR
Virginia(3/17/2023)
RR
Washington(3/17/2023)
RR
West Virginia(3/17/2023)
RR
Wisconsin(3/17/2023)
RR
Wyoming(3/17/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
