Ashley E. Armenta

E. A. HORWITZ LLC

Deerfield, IL 60015

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CRD#: 5761108

Professional summary

Ashley Elizabeth Armenta, who also goes by Ashley Elizabeth Gallo, is a registered financial advisor currently at E. A. HORWITZ LLC located in Deerfield, Illinois and LASALLE ST SECURITIES, L.L.C. located in Deerfield, Illinois.

Ashley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Ashley has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ashley Elizabeth Gallo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Elizabeth Armenta's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2013 - Present

E. A. HORWITZ LLC

Office #1: 1650 Lake Cook Rd. Suite 190, Deerfield, IL 60015

RIA

CRD#: 165561

Deerfield, IL

Current

September 26, 2023 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 1650 Lake Cook Rd Ste 190, Deerfield, IL 60015

CRD#: 7191

Deerfield, IL

Past

April 1, 2013 - December 31, 2015

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

Deerfield, IL

Past

April 1, 2013 - September 23, 2023

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

Deerfield, IL

Past

November 30, 2011 - April 2, 2013

INSIGHT SECURITIES, INC.

CRD#: 5611

RIVERWOODS, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

E. A. HORWITZ LLC

E. A. HORWITZ LLC | THE HELMSMAN GROUP | HORWITZ & ASSOCIATES

CRD#: 165561 / SEC#: 801-77366

RIA

Registered Investment Advisory firm - (11/16/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Illinois
(3/27/2013)

Illinois
(9/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/26/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/29/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

E. A. HORWITZ LLC

E. A. HORWITZ LLC | THE HELMSMAN GROUP | HORWITZ & ASSOCIATES

CRD#: 165561 / SEC#: 801-77366

RIA

Registered Investment Advisory firm - (11/16/2012 Approved)

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Contact information

Main Address

1650 Lake Cook Rd. Suite 190, Deerfield, IL 60015

Mailing Address

Phone number

(224) 632-4600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HORWITZ AND ASSOC ADV PART 2 (3/28/2025)

E.A. HORWITZ ADV BROCHURE APPENDIX (3/28/2025)

Regulatory assets under management

Total Number of Accounts	369
AUM (Assets Under Management)	$ 221,419,170

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ashley E. Armenta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Elizabeth Armenta's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

INSIGHT SECURITIES, INC.

Primary Firm SEC Registration

E. A. HORWITZ LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/26/2013

SIE

Date: 10/1/2018

Series 7

Date: 11/29/2011

FINRA

Current Firm

E. A. HORWITZ LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

E. A. HORWITZ LLC

TRUST BUT VERIFY

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