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JB

John A. Barker

ELGETHUN CAPITAL MANAGEMENT
Sioux Falls, SD 57104
Some features on this profile are disabled
CRD#: 5761066
JB

Professional summary


John A Barker is a registered financial advisor currently at ELGETHUN CAPITAL MANAGEMENT located in Sioux Falls, South Dakota.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. John has worked at 1 firm and has passed the SIE exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. John Barker; Beneficial Owner; Aegis Capital Partners LLC; Investment related: Yes; Location: 231 S Phillips Ave Sioux Falls, SD 57104; Description of the business: General purpose investing vehicle. Investments include but not limited to: real estate, public securities, private equity, venture capital, and private debt.; Business Started: 2019-05-24; During trading hours: 1 hour - During outside trading hours: 2 hour - Expected total yearly compensation derived from the business: 2% 2. John Barker is the sole owner and managing partner of Elbark Capital, LLC, the general partner to Palisades Fund, LP, a hedge fund based in South Dakota. 3. Trustee Member; Dakota REIT; investment related: Yes; Location: 3003 32nd Ave. S., Suite 250 Fargo ND 58103 USA; Description: The Dakota Real Estate Investment Trust (The Dakota REIT) owns and operates commercial and multi-family residential properties throughout the upper Midwest. Established in 1997, Dakota REIT positioned the company to be compatible with the economies and strength of the cities throughout the upper Midwest.; Responsibilities: Provide overview and insight of new and existing real estate properties. ; Start date: 2021-06-30; during trading hours: 1; outside trading hours: 0; Percentage of total yearly compensation: 1; 4. Vice President; Cherapa Management, LLC; investment related: Yes; Location: 231 S. Phillips Ave, Suite 201 Sioux Falls SD 57104 USA; Description: Qualified opportunity zone property and a multi-use real estate development including office, rental apartments, condominiums, parking and retail space located in downtown Sioux Falls on land North & East of the existing Cherapa building, consisting of 3 buildings.; Responsibilities: Cherapa Management is responsible for creating strategies for the acquisition, management and disposition of the Project. The Manager is also charged with, servicing investor relationships, identifying and executing acquisitions and dispositions of Company assets, and entity-level management of the Company.; Start date with business: 2021-06-15; during trading hours: 7; outside trading hours: 3; Percentage of total yearly compensation: 0; 5. President; Aegis Western, LLC; investment related: Yes; Location: 231 S. Phillips Ave, Suite 201 Sioux Falls SD 57104 USA; Description: Aegis Western is a member managed LLC that owns the Western Mall. The Western Mall is a landmark real estate asset in Sioux Falls. Responsibilities: Carry out the day to day operations in managing the Western Mall asset.; Start date: 2021-12-16; during trading hours: 7; during trading hours: 7; Percentage of total yearly compensation: 5 6. Manager; Titan Industrial, LLC; investment related: Yes; Location: 231 S. Phillips Ave, Suite 201 Sioux Falls SD 57104; Description: The purpose of this business is to operate and manage a 325,000 sq ft industrial property at 1800 East 57th St N, Sioux Falls, SD 57104. Responsibilities Duties: Responsible for the acquisition, management, and disposition of the Project. Start date: 2024-12-20 ; during trading hours: 1; Percentage of total yearly compensation: 3.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view John A Barker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 8, 2011 - Present

ELGETHUN CAPITAL MANAGEMENT

Office #1: 231 S. Phillips Ave. Suite 201, Sioux Falls, SD 57104
RIA
CRD#: 127616
Sioux Falls, SD

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EC
ELGETHUN CAPITAL MANAGEMENT
ELGETHUN CAPITAL MANAGEMENT

CRD#: 127616 / SEC#: 801-66560

RIA
Registered Investment Advisory firm - (5/19/2006 Approved)
South Dakota
Registered Investment Advisory firm - (12/6/2006 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
South Dakota
(12/8/2011)
IAR
Texas
(1/6/2023)

Exams


General Industry/Product Exam
RR
SIE
Date: 7/16/2020
Securities Industry Essentials Examination

Current Firm


EC
ELGETHUN CAPITAL MANAGEMENT
ELGETHUN CAPITAL MANAGEMENT

CRD#: 127616 / SEC#: 801-66560

RIA
Registered Investment Advisory firm - (5/19/2006 Approved)
South Dakota
Registered Investment Advisory firm - (12/6/2006 Terminated)
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Contact information


Main Address
231 S. Phillips Ave. Suite 201, Sioux Falls, SD 57104
Mailing Address
Phone number
(605) 367-3336
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (9 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management


Total Number of Accounts878
AUM (Assets Under Management)$ 884,530,390

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
07/15/2025
Cover Page
10/07/2024
01/24/2024
09/26/2022

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ELGETHUN CAPITAL MANAGEMENT

CRD#: 127616Sioux Falls, SD 57104

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