Thomas F. Ginty

WEDMONT PRIVATE CAPITAL

West Chester, PA 19382

Some features on this profile are disabled

CRD#: 5761053

Professional summary

Thomas Francis Ginty, CFP®, who also goes by Thomas Francis Ginty, Thomas F Ginty, Thomas F. Ginty, is a registered financial advisor currently at WEDMONT PRIVATE CAPITAL located in West Chester, Pennsylvania.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Thomas has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Estate Planning

Comprehensive Financial Planni...

Employee and Employer Plan Ben...

Insurance Planning

Tax Planning

Retirement Planning

Education Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Thomas Francis Ginty | Thomas F Ginty | Thomas F. Ginty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Francis Ginty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

April 21, 2021 - Present

WEDMONT PRIVATE CAPITAL

Office #1: 26 South Church Street Suite 1a, West Chester, PA 19382

RIA

CRD#: 305815

West Chester, PA

Past

September 17, 2019 - May 25, 2021

FACET

RIA

CRD#: 285961

ROMANSVILLE, PA

Past

March 14, 2019 - September 11, 2019

TD AMERITRADE, INC.

RIA

CRD#: 7870

RADNOR, PA

Past

March 14, 2019 - September 11, 2019

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Radnor, PA

Past

March 14, 2019 - September 11, 2019

TD AMERITRADE, INC.

CRD#: 7870

RADNOR, PA

Past

November 13, 2017 - February 19, 2019

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

PHILADELPHIA, PA

Past

September 5, 2017 - February 19, 2019

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

PHILADELPHIA, PA

Past

October 27, 2011 - June 21, 2017

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

WALNUT CREEK, CA

Past

December 17, 2010 - June 21, 2017

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

WALNUT CREEK, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEDMONT PRIVATE CAPITAL

WEDMONT PRIVATE CAPITAL | WEDMONT PRIVATE CAPITAL, LLC

CRD#: 305815 / SEC#: 801-121179

RIA

Registered Investment Advisory firm - (5/19/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (5/28/2021 Terminated)

New York

Registered Investment Advisory firm - (5/28/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/3/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/28/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/5/2024)

IAR

Texas
(5/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/26/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/16/2010

General Securities Representative Examination

Current Firm

WEDMONT PRIVATE CAPITAL

WEDMONT PRIVATE CAPITAL | WEDMONT PRIVATE CAPITAL, LLC

CRD#: 305815 / SEC#: 801-121179

RIA

Registered Investment Advisory firm - (5/19/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (5/28/2021 Terminated)

New York

Registered Investment Advisory firm - (5/28/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/3/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/28/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

26 South Church Street Suite 1a, West Chester, PA 19382

Mailing Address

Phone number

(610) 885-8200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WPC PART 2A (1/21/2025)

Regulatory assets under management

Total Number of Accounts	2,017
AUM (Assets Under Management)	$ 2,370,836,249

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Jeffrey Kropp

OSAIC WEALTH, INC.

IAR

Chadds Ford, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

Lawrence Springer

OSAIC WEALTH, INC.

IAR

Hockessin, DE

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas F. Ginty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Francis Ginty's CRS (Customer Relationship Summary).

Certified licenses

Experience

FACET

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

WEDMONT PRIVATE CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 10/26/2011

SIE

Date: 10/1/2018

Series 7

Date: 12/16/2010

Current Firm

WEDMONT PRIVATE CAPITAL

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEDMONT PRIVATE CAPITAL

TRUST BUT VERIFY

Contact information

Similar Advisors