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TG

Thomas F. Ginty

WEDMONT PRIVATE CAPITAL
West Chester, PA 19382
Some features on this profile are disabled
CRD#: 5761053
TG

Professional summary

Thomas Francis Ginty, CFP®, who also goes by Thomas Francis Ginty, Thomas F Ginty, Thomas F. Ginty, is a registered financial advisor currently at WEDMONT PRIVATE CAPITAL located in West Chester, Pennsylvania.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Thomas has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?
Estate Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Insurance Planning
Tax Planning
Retirement Planning
Education Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes

Aliases

Thomas Francis Ginty | Thomas F Ginty | Thomas F. Ginty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Francis Ginty's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2014

Experience

Current

April 21, 2021 - Present

WEDMONT PRIVATE CAPITAL

Office #1: 26 South Church Street Suite 1a, West Chester, PA 19382
RIA
CRD#: 305815
West Chester, PA
Past

September 17, 2019 - May 25, 2021

FACET

RIA
CRD#: 285961
ROMANSVILLE, PA
Past

March 14, 2019 - September 11, 2019

TD AMERITRADE, INC.

RIA
CRD#: 7870
RADNOR, PA
Past

March 14, 2019 - September 11, 2019

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Radnor, PA
Past

March 14, 2019 - September 11, 2019

TD AMERITRADE, INC.

BD
CRD#: 7870
RADNOR, PA
Past

November 13, 2017 - February 19, 2019

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
PHILADELPHIA, PA
Past

September 5, 2017 - February 19, 2019

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
PHILADELPHIA, PA
Past

October 27, 2011 - June 21, 2017

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
WALNUT CREEK, CA
Past

December 17, 2010 - June 21, 2017

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
WALNUT CREEK, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WEDMONT PRIVATE CAPITAL
WEDMONT PRIVATE CAPITAL
WEDMONT PRIVATE CAPITAL | WEDMONT PRIVATE CAPITAL, LLC

CRD#: 305815 / SEC#: 801-121179

RIA
Registered Investment Advisory firm - (5/19/2021 Approved)
Massachusetts
Registered Investment Advisory firm - (5/28/2021 Terminated)
New York
Registered Investment Advisory firm - (5/28/2021 Terminated)
Pennsylvania
Registered Investment Advisory firm - (6/3/2021 Terminated)
Texas
Registered Investment Advisory firm - (5/28/2021 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(3/5/2024)
IAR
Texas
(5/12/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/26/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/16/2010
General Securities Representative Examination

Current Firm

WEDMONT PRIVATE CAPITAL
WEDMONT PRIVATE CAPITAL
WEDMONT PRIVATE CAPITAL | WEDMONT PRIVATE CAPITAL, LLC

CRD#: 305815 / SEC#: 801-121179

RIA
Registered Investment Advisory firm - (5/19/2021 Approved)
Massachusetts
Registered Investment Advisory firm - (5/28/2021 Terminated)
New York
Registered Investment Advisory firm - (5/28/2021 Terminated)
Pennsylvania
Registered Investment Advisory firm - (6/3/2021 Terminated)
Texas
Registered Investment Advisory firm - (5/28/2021 Terminated)
PREMIUM
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Contact information

Main Address
26 South Church Street Suite 1a, West Chester, PA 19382
Mailing Address
Phone number
(610) 885-8200
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WPC PART 2A (1/21/2025)

Regulatory assets under management

Total Number of Accounts2,017
AUM (Assets Under Management)$ 2,370,836,249

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEDMONT PRIVATE CAPITAL

WEDMONT PRIVATE CAPITAL

CRD#: 305815West Chester, PA 19382

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Contact information

(xxx) xxx-xxxx

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