Joseph E. Perrotta

APPLE TREE WEALTH MANAGEMENT

Bethlehem, PA

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CRD#: 5760835

Professional summary

Joseph E Perrotta is a registered financial advisor currently at APPLE TREE WEALTH MANAGEMENT, LLC located in Bethlehem, Pennsylvania.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Joseph has worked at 2 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph E Perrotta's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2012 - Present

APPLE TREE WEALTH MANAGEMENT, LLC

RIA

CRD#: 160162

Bethlehem, PA

Past

April 29, 2010 - January 19, 2012

MORGAN STANLEY

RIA

CRD#: 149777

BLUE BELL, PA

Past

April 7, 2010 - January 19, 2012

MORGAN STANLEY

CRD#: 149777

BLUE BELL, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/19/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/28/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 4/14/2011

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/6/2010

General Securities Representative Examination

Current Firm

APPLE TREE WEALTH MANAGEMENT, LLC

APPLE TREE WEALTH MANAGEMENT | APPLE TREE WEALTH MANAGEMENT, LLC

CRD#: 160162 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (1/18/2012 Approved)

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Contact information

Main Address

Coopersburg, PA

Mailing Address

5800 Route 378 Unit 490, Center Valley, PA 18034

Phone number

(610) 849-2516

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 17,150,000

Red Flags

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Joseph E. Perrotta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph E Perrotta's CRS (Customer Relationship Summary).

Certified licenses

Experience

APPLE TREE WEALTH MANAGEMENT, LLC

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 4/28/2010

Series 31

Date: 4/14/2011

Series 7

Date: 4/6/2010

Current Firm

APPLE TREE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

APPLE TREE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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