JH
Jacob A. Higgins
CETERA INVESTMENT ADVISERS LLC
Batesville, AR 72501
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CRD#: 5760000
JH
Professional summary
Jacob Aaron Higgins, who also goes by Jacob Higgins, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Batesville, Arkansas and CETERA ADVISORS LLC located in Batesville, Arkansas.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jacob has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jacob Higgins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: MCGAHA INVESTMENT GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NOTARY PUBLIC; NOTARY; ATTORNEY/PARALEGAL/NOTARY SERVICES; START DATE: 10/18/2021; 4 HOURS PER MONTH. 3) NAME OF OTHER BUSINESS: THE GIDEONS INTERNATIONAL (BATESVILLE CAMP) INVESTMENT RELATED: NO, ADDRESS: 3400 HARRISON ST, BATESVILLE, AR 72501, NATURE OF BUSINESS: NON-PROFIT, START DATE: 07/2021, POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT & MEMBERSHIP CHAIRMAN, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: FULFILL THE ROLES OF THE PRESIDENT WHENEVER THE PRESIDENT IS UNABLE TO DO SO, FUNCTION AS THE MEMBERSHIP CHAIRMAN, WHO IS RESPONSIBLE FOR LEADING THE CAMP'S ACTIVITIES RELATED TO BUILDING AND MAINTAINING MEMBERSHIP (RECRUITMENT); 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 07/2022, APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, AND FIXED ANNUITIES;
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Aaron Higgins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 28, 2021 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3400 Harrison St, Batesville, AR 72501RIA
CRD#: 105644
Batesville, AR
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 3400 Harrison St, Batesville, AR 72501BD
CRD#: 10299
Batesville, AR
Past
July 28, 2021 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
BATESVILLE, AR
Past
November 12, 2020 - July 6, 2021
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
RUSSELLVILLE, AR
Past
October 3, 2017 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
RUSSELLVILLE, AR
Past
June 25, 2010 - July 8, 2021
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
RUSSELLVILLE, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/8/2025)
IAR
Arkansas(7/28/2021)
RR
Arkansas(9/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
