Fabiano Borsato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fabiano Borsato was a registered financial professional .
Fabiano is a previously registered financial professional and started their career in finance in 2010. Fabiano had worked at 4 firms and has passed the Series 65, Series 63, Series 66, Series 99TO, SIE, Series 87, Series 34, Series 3, Series 31, Series 7, Series 79, Series 30, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2018 - September 30, 2024
TORINO CAPITAL LLC
December 19, 2015 - April 4, 2016
QUEST CAPITAL STRATEGIES, INC.
June 28, 2013 - December 19, 2013
INDEPENDENT INVESTMENT BANKERS, CORP.
July 30, 2010 - February 16, 2011
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
TORINO CAPITAL LLC
CRD#: 157525 / SEC#: , 8-68855
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
