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Fabiano Borsato

CRD# 5759900·Registered 2010 - 2024
Previously Registered: Being a previously registered professional could mean that Fabiano is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Fabiano Borsato was a registered financial advisor. Fabiano was a previously registered financial professional and started their career in finance 2010 - 2024. Fabiano had worked at 4 firms and has passed the Series 65, Series 63, Series 66, Series 99TO, SIE, Series 87, Series 34, Series 3, Series 31, Series 7, Series 79, Series 30, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

TORINO CAPITAL LLC·CRD# 157525
BD
New York, NY
January 9, 2018 - September 30, 2024
QUEST CAPITAL STRATEGIES, INC.·CRD# 16783
BD
Laguna Hills, CA
December 19, 2015 - April 4, 2016
INDEPENDENT INVESTMENT BANKERS, CORP.·CRD# 154134
BD
Austin, TX
June 28, 2013 - December 19, 2013
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
July 30, 2010 - February 16, 2011

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Current Firm

TC
TORINO CAPITAL LLC

TORINO CAPITAL LLC | TORINO CAPITAL, LLC

CRD#: 157525 / SEC#: 8-68855
BD
Terminated by SEC on 09/30/2024

Contact Information

Established

New York since 03/29/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
TORINO CAPITAL GROUP LLCHOLDING COMPANY/MANAGING MEMBER—
BORSATO, FABIANOCOO / CCO / CFO / FINOP5759900
SIERRA, VICTOR GUILLERMOCHIEF EXECUTIVE OFFICER/CHAIRMAN2764352

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2015About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2013About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Dec 2012About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Jun 2018About the Series 87 exam

Series 34 — Retail Off-Exchange FOREX Examination

Passed Mar 2014About the Series 34 exam

Series 3 — National Commodity Futures Examination

Passed Feb 2014About the Series 3 exam

Series 31 — Futures Managed Funds Examination

Passed Feb 2014About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Aug 2013About the Series 7 exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jun 2013About the Series 79 exam

Series 30 — NFA Branch Manager Examination

Passed Feb 2014About the Series 30 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 2013About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Sep 2013About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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