YL
Yaochy Lin
TRANSAMERICA FINANCIAL ADVISORS
Anaheim, CA 92808
Some features on this profile are disabled
CRD#: 5759407
YL
Professional summary
Yaochy Lin, who also goes by Liam Lin, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Anaheim, California.
Yaochy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Yaochy has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Liam Lin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Cashflow First Inc. / 0615-Present/ Investment Related: No // 8185 East Kaise Blvd. Anaheim, CA 92808 / Owner / P&C , Health ins. Sale / Hrs Work Monthly: 5 / Sec Trading Hrs: 1 / Selling and servicing property and casualty Insurance , Health Insurance , and business insurance. Settlements (debt, student loans, tax). College planning (FAFSA, Scholarships, Grants). Estate Planning (wills, trusts, healthcare POA). Cashflow First Inc. (CFirst Realty) / 0911-Present / Investment Related: Yes / 8185 East Kaise Blvd. Anaheim, CA 92808 / Agent - Co-owner/ Hrs Work Monthly: 10 / Sec Trading Hrs: 1 / Marketing and research real estate, showing and listing properties, qualifying buyers and sellers, assist in prequalify for mortgage, negotiate offers, manager, property. Yaochy Lin / 0421-Present / Investment Related: No / 15889 Sedona Drive Chino, Hills, CA 91709 / CA Notary / Notary Signing / Hrs Work Monthly: 2 / Sec Trading Hrs: 1 / Notarize Wills and Trusts, and Real Estate and Mortgage documents, and any documents that require notary. Quantum Electronic Payments/ 1019-Present/ Investment Related: No / 8185 East Kaiser Blvd. Anaheim, CA 92808 / Agent / Merchant Services of businesses; credit card processing / Hrs Work Monthly: 5 / Sec Trading Hrs: 1/ Sell credit card processing to business owners. Cashflow First, Inc. DBA CF Financial and Insurance Services / 0615-Present / Investment-related: Yes / 600 Anton Blvd 11th floor Costa Mesa, CA 92626 / Owner / P&C, Health Insurance, Business Insurance Consultation and Vietnamese Translation, Payment from Dickerson for Health insurance sales is paid through this OBA. / Hrs Work Monthly: 20 / Sec Trading Hrs: 0 / P&C, Health Insurance Quotes, Vietnamese Translation Dickerson Employee Benefits / 1010-Present/ Investment Relate: No/1918 Riverside Dr. Los Angeles, CA 90039/ Agent / This is a General Agency for individual health insurance, group health insurance, P&C, and HR support, such as payroll/ Hrs Work Monthly:5 / Sec Trading Hrs:1 / Sell health insurance coverage and maybe HR support products.
CRS (Client Relationship Summary) - RIA
Click below to view Yaochy Lin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Yaochy Lin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2013 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 8185 E. Kaiser Blvd, Anaheim, CA 92808RIA
BD
CRD#: 16164
Anaheim, CA
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 8185 E. Kaiser Blvd, Anaheim, CA 92808RIA
BD
CRD#: 16164
Anaheim, CA
Past
October 20, 2010 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
FULLERTON, CA
Past
April 19, 2010 - September 22, 2010
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/6/2012)
IAR
California(1/3/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
