Leonard Laporta
Professional summary
Leonard Laporta Jr, who also goes by Leonard Laporta Jr., Leonard Laporta, is a registered financial professional currently at PICKWICK CAPITAL PARTNERS, LLC located in White Plains, New York.
Leonard is registered as a RR (Registered Representative) and started their career in finance in 2010. Leonard has worked at 6 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leonard Laporta Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2024 - Present
PICKWICK CAPITAL PARTNERS, LLC
Office #1: 445 Hamilton Avenue Suite 1102, White Plains, NY 10601January 10, 2023 - January 29, 2024
&PARTNERS
November 2, 2018 - May 3, 2022
PICKWICK CAPITAL PARTNERS, LLC
May 27, 2018 - November 2, 2018
OBERON SECURITIES, LLC
May 14, 2018 - May 21, 2018
CAPSTONE PARTNERS
March 28, 2012 - May 21, 2018
HEADWATERS BD, LLC
June 25, 2010 - March 7, 2012
CYPRESS ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/19/2024)
(3/25/2024)
(1/29/2024)
(1/29/2024)
(1/29/2024)
(7/10/2024)
(3/25/2024)
(1/29/2024)
(1/29/2024)
(7/10/2024)
(1/29/2024)
(3/19/2024)
(7/10/2024)
(4/11/2024)
(7/10/2024)
(7/10/2024)
(1/29/2024)
(1/29/2024)
(3/19/2024)
(3/19/2024)
(3/25/2024)
(7/10/2024)
(3/25/2024)
(7/10/2024)
(3/25/2024)
(1/29/2024)
(7/10/2024)
(1/29/2024)
(1/29/2024)
(1/29/2024)
(3/19/2024)
(1/29/2024)
(1/29/2024)
(3/25/2024)
(1/29/2024)
(1/29/2024)
(1/29/2024)
(7/10/2024)
(1/29/2024)
(3/19/2024)
(4/11/2024)
(7/10/2024)
Exams
FINRA
Current Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ABRAMCZYK, JANE E | CCO | 4801666 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
Red Flags
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