Stanley Glen Hays Iii
CFAProfessional Summary
Stanley Glen Hays III, CFA, who also goes by Trey Glen Hays, is a registered financial advisor currently at FIRST DALLAS SECURITIES INCORPORATED located in Dallas, Texas. Stanley is registered as a RR (Registered Representative) and started their career in finance in 2010. Stanley has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Trey Glen Hays
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
FIRST DALLAS SECURITIES INCORPORATED | FIRST DALLAS SECURITIES, INC.
Contact Information
Main Address
2905 Maple Avenue, Dallas, TX 75201Mailing Address
2905 Maple Avenue, Dallas, TX 75201Phone Number
(214) 954-1177Established
Texas since 10/20/1988Firm Type
CorporationFiscal Year End
JulyFirm Size
Small# of Employees
20SEC notice filing (11 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
266AUM (Assets Under Management)
$335,711,026Disclosures
Regulatory Event
6Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
FIRST DALLAS SECURITIES INCORPORATED | FIRST DALLAS SECURITIES, INC.
State Registrations and Notice Filings
(1/26/2011)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stanley Glen Hays III's CRS (Customer Relationship Summary).
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