JL
Jose R. Lopez Gonzalez
IPG INVESTMENT ADVISORS
SALTILLO, COAHUILA, 25204
Some features on this profile are disabled
CRD#: 5757628
JL
Professional summary
Jose Roberto Lopez Gonzalez, who also goes by Jose Roberto Lopez, is a registered financial advisor currently at IPG INVESTMENT ADVISORS, LLC and INVESTMENT PLACEMENT GROUP located in San Diego, California.
Jose is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jose has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jose Roberto Lopez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
IPG INVESTMENT ADVISORS, LLC., INVESTMENT RELATED, LOCATED AT 501 W BROADWAY, SUITE 1350 SAN DIEGO, CA 92101 INVESTMENT ADVISOR REPRESENTATIVE (IAR) DEVOTES ROUGHLY 20 HOURS A WEEK, AS MUCH AS 4 HOURS A DAY DURING TRADING HOURS TO THIS BUSINESS. 06/2017 TO 02/2022; 5% PARTNER / OWNER AT CREDITO UTIL SA. DE CV SOFOM ENR; CALLE DE LAS ROSAS 212, COL LAS ROSAS SALTILLO, COAHUILA, MEXICO; NON INVESTMENT RELATED; NO OFFICIAL DUTIES 09/2018 - PARTNER (5%) IN E-COMMERCE START UP NAMED FOODI ALIMENTOS SAPI DE CV (NON-INVESTMENT RELATED)- BENITO JUAREZ 1102 COL CENTRO, MONTERREY, NUEVO LEON 64000 MEXICO - ZERO HOURS AND NO DUTIES DEVOTED TO THIS BUSINESS 03/2022 TO PRESENT; BRANCH MANAGER OF THE SALTILLO BRANCH OF UNION DE CREDITO MIXTA DE COAHUILA LOCATED AT BLVD LUIS DONALDO COLOSIO # 1834 COL. SAN PATRICIO, SALTILLO, COAHUILA, 25204 MEXICO: NON-INVESTMENT RELATED: REGULATED BY CNBV AND CONDUSEF IN MEXICO (http://ucmcoahuila.com) FIRM OFFERS CREDIT UNION LOANS TO BUSINESSES AND INDIVIDUALS. MR. LOPEZ GONZALEZ PLANS TO DEVOTE ROUGHLY 3 HOURS A DAY NONE DURING TRADING HOURS. DUTIES INCLUDE MANAGEMENT OF BRANCH.
CRS (Client Relationship Summary) - RIA
Click below to view Jose Roberto Lopez Gonzalez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 12, 2023 - Present
IPG INVESTMENT ADVISORS, LLC
Office #1: Blvd Luis Donaldo Colosio 1834, Saltillo, Coahuila 25204RIA
CRD#: 152990
SALTILLO, COAHUILA,
Current
May 22, 2018 - Present
INVESTMENT PLACEMENT GROUP
Office #1: 501 West Broadway Suite 1350, San Diego, CA 92101BD
CRD#: 14458
SAN DIEGO, CA
Past
May 22, 2018 - December 31, 2022
IPG INVESTMENT ADVISORS, LLC
RIA
CRD#: 152990
SALTILLO, COAHUILA,
Past
October 3, 2014 - September 20, 2017
MONEX SECURITIES, INC.
BD
CRD#: 30362
HOUSTON, TX
Past
September 30, 2014 - September 20, 2017
MONEX ASSET MANAGEMENT, INC.
RIA
CRD#: 148123
HOUSTON, TX
Past
December 2, 2011 - October 4, 2012
ALTERNA WEALTH MANAGEMENT, INC.
RIA
CRD#: 146153
HOUSTON, TX
Past
June 8, 2010 - October 4, 2012
ALTERNA SECURITIES, INC.
BD
CRD#: 41139
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
II
IPG INVESTMENT ADVISORS, LLC
IPG INVESTMENT ADVISORS, LLC
CRD#: 152990 / SEC#: 801-71104
RIA
Registered Investment Advisory firm - (3/3/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/22/2018)
IAR
California(1/12/2023)
RR
Florida(7/20/2018)
RR
Texas(5/22/2018)
IAR
Texas(1/12/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
II
IPG INVESTMENT ADVISORS, LLC
IPG INVESTMENT ADVISORS, LLC
CRD#: 152990 / SEC#: 801-71104
RIA
Registered Investment Advisory firm - (3/3/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
501 West Broadway Suite 1350, San Diego, CA 92101
Mailing Address
Phone number
(619) 326-1200
Established
Firm type
Fiscal year end
# of Employees
39
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,154 |
| AUM (Assets Under Management) | $ 3,818,509,733 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
