Andre C. Leao

AZIMUT GENESIS ADVISORS

Miami, FL 33131

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CRD#: 5757042

Professional summary

Andre Corsini Leao, who also goes by Andre C Leao, Andre Leao, is a registered financial advisor currently at AZIMUT GENESIS ADVISORS located in Miami, Florida and SANCTUARY SECURITIES, INC. located in Miami, Florida.

Andre is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Andre has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 57, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andre C Leao | Andre Leao

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) AZIMUT GENESIS ADVISORS LLC POSITION: Officer/Director NATURE: Operating entity for investment advisory business INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2020 ADDRESS: 1450 Brickell Ave, suite 2610, Miami FL 33131, United States DESCRIPTION: Investment Advisor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andre Corsini Leao's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2021 - Present

AZIMUT GENESIS ADVISORS

Office #1: 1450 Brickell Ave Suite 2610, Miami, FL 33131

RIA

CRD#: 134626

Miami, FL

Current

November 1, 2021 - Present

SANCTUARY SECURITIES, INC.

Office #1: 1450 Brickell Avenue Suite 2610, Miami, FL 33131

CRD#: 205

MIAMI, FL

Past

December 14, 2020 - December 31, 2021

AZG CAPITAL

RIA

CRD#: 154117

CORAL GABLES, FL

Past

December 14, 2020 - December 31, 2024

AZG CAPITAL

RIA

CRD#: 154117

MIAMI, FL

Past

August 16, 2019 - October 16, 2020

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

MIAMI, FL

Past

June 22, 2013 - July 25, 2019

SG AMERICAS SECURITIES, LLC

CRD#: 128351

NEW YORK, NY

Past

February 19, 2010 - January 11, 2012

SG AMERICAS SECURITIES, LLC

CRD#: 128351

NEW YORK, NY

Past

February 9, 2010 - February 19, 2010

ROPEMAKER CAPITAL, LLC

CRD#: 149310

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AZIMUT GENESIS ADVISORS

AZIMUT GENESIS ADVISORS | GENESIS INVESTMENT ADVISORS, LLC | AZIMUT GENESIS INVESTMENT ADVISORS | AZIMUT GENESIS ADVISORS LLC

CRD#: 134626 / SEC#: 801-64054

RIA

Registered Investment Advisory firm - (5/10/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(9/10/2021)

Florida
(11/1/2021)

New York
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/11/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/11/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 10/16/2017

Securities Trader Exam

General Industry/Product Exam

Series 3

Date: 9/23/2017

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/8/2010

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

AZIMUT GENESIS ADVISORS

AZIMUT GENESIS ADVISORS | GENESIS INVESTMENT ADVISORS, LLC | AZIMUT GENESIS INVESTMENT ADVISORS | AZIMUT GENESIS ADVISORS LLC

CRD#: 134626 / SEC#: 801-64054

RIA

Registered Investment Advisory firm - (5/10/2005 Approved)

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Contact information

Main Address

1450 Brickell Ave Suite 2610, Miami, FL 33131

Mailing Address

Phone number

(786) 866-3700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AZIMUT GENESIS ADVISORS ADV PART 2 (BROCHURE) (3/20/2025)

Regulatory assets under management

Total Number of Accounts	240
AUM (Assets Under Management)	$ 446,978,353

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andre C. Leao

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andre Corsini Leao's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANCTUARY SECURITIES, INC.

AZG CAPITAL

AZG CAPITAL

CREDIT AGRICOLE SECURITIES (USA) INC.

SG AMERICAS SECURITIES, LLC

SG AMERICAS SECURITIES, LLC

ROPEMAKER CAPITAL, LLC

Primary Firm SEC Registration

AZIMUT GENESIS ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/11/2020

Series 63

Date: 11/11/2010

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 57

Date: 10/16/2017

Series 3

Date: 9/23/2017

Series 7

Date: 2/8/2010

FINRA

Current Firm

AZIMUT GENESIS ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AZIMUT GENESIS ADVISORS

TRUST BUT VERIFY

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