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GH

Gregory R. Halvorsen

Some features on this profile are disabled
CRD#: 5756993
GH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Robert Halvorsen was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 2010. Gregory had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 5, 2012 - February 8, 2016

BRYAN GARNIER SECURITIES, LLC

BD
CRD#: 152528
NEW YORK, NY
Past

March 5, 2010 - August 9, 2012

INTESA SANPAOLO IMI SECURITIES CORP.

BD
CRD#: 19418
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/16/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/8/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/4/2010
General Securities Representative Examination

Current Firm

BG
BRYAN GARNIER SECURITIES, LLC
BRYAN GARNIER SECURITIES, LLC

CRD#: 152528 / SEC#: , 8-68463

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
750 Lexington Avenue 16th Floor, New York, NY 10022
Mailing Address
750 Lexington Avenue 16th Floor, New York, NY 10022
Phone number
(212) 337-7000
Established
New York since 10/05/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
STIFEL EUROPE LIMITED (FKA BRYAN GARNIER & CO LIMITED)MEMBER
DHALLUIN, NICOLAS AREGISTERED PRINCIPAL, PRESIDENT/CEO, AND FINRA EXECUTIVE REPRESENTATIVE2293106
SCHRICK, FREDERICK RICHARDFINOP5636488
ZACK, DAVID ERICREGISTERED PRINCIPAL, FINOP, CFO, CCO2356042

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRYAN GARNIER SECURITIES, LLC

CRD#: 152528

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