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MM

Matthew K. Mcfarland

BROADOAK PARTNERS
Bethesda, MD 20814
Some features on this profile are disabled
CRD#: 5756958
MM

Professional summary

Matthew Kyle Mcfarland is a registered financial professional currently at BROADOAK PARTNERS, LLC located in Bethesda, Maryland.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2011. Matthew has worked at 1 firm and has passed the SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Kyle Mcfarland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 31, 2011 - Present

BROADOAK PARTNERS, LLC

Office #1: 4800 Montgomery Lane Suite 230, Bethesda, MD 20814Office #2: 8000 Marina Blvd Suite 110, Brisbane, CA 94065
BD
CRD#: 143527
Bethesda, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maryland
(1/31/2011)

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 1/29/2011
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BP
BROADOAK PARTNERS, LLC
BROADOAK PARTNERS, LLC | BROADOAK SECURITIES, LLC

CRD#: 143527 / SEC#: , 8-67574

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
4800 Montgomery Lane Suite 230, Bethesda, MD 20814
Mailing Address
4800 Montgomery Lane Suite 230, Bethesda, MD 20814
Phone number
(301) 358-2692
Established
Delaware since 01/31/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BROADOAK CAPITAL PARTNERS, LLCPARTNER
HANAN, LARS MARTINMANAGING MEMBER & CHIEF FINANCIAL OFFICER1583884
SNIDER, WILLIAM FRANKLIN JRMANAGING MEMBER2553714
WILSON, DONALD KYLECHIEF COMPLIANCE OFFICER3067901

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROADOAK PARTNERS, LLC

CRD#: 143527Bethesda, MD 20814

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