Jason W. Rite

ACQUIOM FINANCIAL LLC

Denver, CO 80202

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CRD#: 5756416

Professional summary

Jason W Rite, who also goes by Jason William Rite, is a registered financial professional currently at ACQUIOM FINANCIAL LLC located in Denver, Colorado.

Jason is registered as a RR (Registered Representative) and started their career in finance in 2010. Jason has worked at 7 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jason William Rite

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason W Rite's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 9, 2019 - Present

ACQUIOM FINANCIAL LLC

Office #1: 950 17th Street Ste 1400, Denver, CO 80202

CRD#: 170074

Denver, CO

Past

March 8, 2021 - March 12, 2025

INVESTMENT FIDUCIARY PLANNERS, LLC

RIA

CRD#: 287842

Denver, CO

Past

March 12, 2019 - May 14, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

GREENWOOD VILLAGE, CO

Past

March 12, 2019 - May 14, 2019

LPL FINANCIAL LLC

CRD#: 6413

GREENWOOD VILLAGE, CO

Past

October 17, 2018 - February 12, 2019

LIFEMARK SECURITIES CORP.

RIA

CRD#: 16204

Beaumont, TX

Past

October 17, 2018 - February 12, 2019

LIFEMARK SECURITIES CORP.

CRD#: 16204

Beaumont, TX

Past

July 17, 2018 - October 17, 2018

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

GREENWOOD VILLAGE, CO

Past

June 11, 2014 - October 17, 2018

PARK AVENUE SECURITIES LLC

CRD#: 46173

GREENWOOD VILLAGE, CO

Past

August 12, 2013 - May 7, 2014

BMA SECURITIES, LLC

CRD#: 108219

DENVER, CO

Past

May 6, 2010 - August 7, 2013

WILSON-DAVIS & CO., INC.

CRD#: 3777

CENTENNIAL, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(5/9/2019)

Exams

State Security Law Exam

IAR

Series 66

Date: 6/23/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/5/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 6/4/2011

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/5/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/6/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ACQUIOM FINANCIAL LLC

CRD#: 170074 / SEC#: , 8-69408

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

950 17th Street Ste 1400, Denver, CO 80202

Mailing Address

950 17th Street Ste 1400, Denver, CO 80202

Phone number

(720) 279-0964

Established

Colorado since 10/04/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SRS ACQUIOM HOLDINGS LLC	UNITHOLDER
AREND, SEAN KRISTIAN	CHIEF COMPLIANCE OFFICER	6409880
KOENIG, WILLIAM PAUL	PRESIDENT	6285415
RICHTER, TYLER KEVIN	PRINCIPAL FINANCIAL OFFICER	6361430
YATES, MELINDA MARIE	PRINCIPAL OPERATIONS OFFICER	6785708

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason W. Rite

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason W Rite's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT FIDUCIARY PLANNERS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LIFEMARK SECURITIES CORP.

LIFEMARK SECURITIES CORP.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

BMA SECURITIES, LLC

WILSON-DAVIS & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/23/2018

Series 63

Date: 3/5/2011

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 6/4/2011

Series 7

Date: 5/5/2010

Series 24

Date: 12/6/2013

FINRA

Current Firm

ACQUIOM FINANCIAL LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ACQUIOM FINANCIAL LLC

TRUST BUT VERIFY

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