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RR

Rodrigo Regi

JIKO SECURITIES
SAN FRANCISCO, CA 94105
Some features on this profile are disabled
CRD#: 5755360
RR

Professional summary

Rodrigo Regi, who also goes by Regi Rodrigo, is a registered financial professional currently at JIKO SECURITIES INC. located in San Francisco, California.

Rodrigo is registered as a RR (Registered Representative) and started their career in finance in 2010. Rodrigo has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 34, Series 3 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Regi Rodrigo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rodrigo Regi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 10, 2026 - Present

JIKO SECURITIES INC.

Office #1: 135 Main Street Suite 1320, San Francisco, CA 94105
BD
CRD#: 287507
SAN FRANCISCO, CA
Past

February 8, 2010 - January 14, 2011

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
SAN JOSE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/8/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/9/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/16/2026
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 34
Date: 4/1/2011
Retail Off-Exchange FOREX Examination
General Industry/Product Exam
RR
Series 3
Date: 3/21/2011
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 6
Date: 2/5/2010
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

JS
JIKO SECURITIES INC.
JIKO SECURITIES INC.

CRD#: 287507 / SEC#: , 8-69902

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
135 Main Street Suite 1320, San Francisco, CA 94105
Mailing Address
447 Sutter Street Suite 405 #197, San Francisco, CA 94108
Phone number
(844) 999-0973
Established
Delaware since 01/04/2017
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JIKO GROUP INCSHAREHOLDER
LINTNER, STEPHANE KARLCEO5311611
GONZALEZ, KIMBERLY IVETTEPRINCIPAL FINANCIAL OFFICER7203294
ZAK, STEPHEN PETERCHIEF COMPLIANCE OFFICER2423424

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JIKO SECURITIES INC.

CRD#: 287507San Francisco, CA 94105

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