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ST

Sarah A. Terrell

WESTMINSTER FINANCIAL ADVISORY CORP
Franklin, TN 37067
Some features on this profile are disabled
CRD#: 5755116
ST

Professional summary

Sarah Ann Terrell is a registered financial advisor currently at WESTMINSTER FINANCIAL ADVISORY CORP located in Franklin, Tennessee and WESTMINSTER FINANCIAL SECURITIES, INC. located in Beavercreek, Ohio.

Sarah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Sarah has worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Ann Terrell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 17, 2025 - Present

WESTMINSTER FINANCIAL ADVISORY CORP

Office #1: 9000 Carothers Parkway Ste 100, Franklin, TN 37067
RIA
CRD#: 110283
Franklin, TN
Current

September 17, 2025 - Present

WESTMINSTER FINANCIAL SECURITIES, INC.

Office #1: 50 Chestnut Street Suite A-200, Beavercreek, OH 45440
BD
CRD#: 20677
Beavercreek, OH
Past

January 17, 2024 - July 8, 2025

LUKEN INVESTMENT ANALYTICS, LLC

RIA
CRD#: 169008
BRENTWOOD, TN
Past

February 8, 2022 - December 11, 2023

KRAFT ASSET MANAGEMENT, LLC

RIA
CRD#: 119139
NASHVILLE, TN
Past

February 3, 2020 - October 8, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
FRANKLIN, TN
Past

May 20, 2015 - December 9, 2019

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
CLEVELAND HEIGHTS, OH
Past

March 12, 2013 - May 30, 2014

THE HUNTINGTON INVESTMENT COMPANY

BD
CRD#: 16986
SOUTH EUCLID, OH
Past

March 31, 2010 - July 8, 2011

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
COVINGTON, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WESTMINSTER FINANCIAL ADVISORY CORP
ADVANCED FINANCIAL ADVISORS LLC | WESTMINSTER FINANCIAL ADVISORY CORP | TUDOR FINANCIAL | THE FINANCIAL SHERPA | SMITH WYND CAPITAL | SHOOP WEALTH MANAGEMENT | SBC INVESTMENT SERVICES | INVESTMENT SERVICES OF HARTFORD | INNOVATIVE INVESTMENTS | GOLDBERG LARKIN | AMERICAN NETWORK

CRD#: 110283 / SEC#: 801-29690

RIA
Registered Investment Advisory firm - (6/15/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(9/17/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/7/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/1/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 3/28/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 3/30/2010
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WF
WESTMINSTER FINANCIAL ADVISORY CORP
ADVANCED FINANCIAL ADVISORS LLC | WESTMINSTER FINANCIAL ADVISORY CORP | TUDOR FINANCIAL | THE FINANCIAL SHERPA | SMITH WYND CAPITAL | SHOOP WEALTH MANAGEMENT | SBC INVESTMENT SERVICES | INVESTMENT SERVICES OF HARTFORD | INNOVATIVE INVESTMENTS | GOLDBERG LARKIN | AMERICAN NETWORK

CRD#: 110283 / SEC#: 801-29690

RIA
Registered Investment Advisory firm - (6/15/1987 Approved)
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Contact information

Main Address
50 Chestnut Street Suite A-400, Beavercreek, OH 45440
Mailing Address
Phone number
(937) 898-5010
Established
Firm type
Fiscal year end
# of Employees
46

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WESTMINSTER FINANCIAL ADVISORY CORP. ADV PART 2 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts3,255
AUM (Assets Under Management)$ 1,224,901,646

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/14/2024
Cover Page
Report
02/26/2024
Cover Page
Report
12/09/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WESTMINSTER FINANCIAL ADVISORY CORP

CRD#: 110283Franklin, TN 37067

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