JV
James M. Vaughan
VAUGHAN INVESTMENT ADVISORS
Worthington, OH 43085
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CRD#: 5754951
JV
Professional summary
James Martin Vaughan is a registered financial advisor currently at VAUGHAN INVESTMENT ADVISORS, LLC located in Worthington, Ohio.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. James has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James Martin Vaughan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 11, 2010 - Present
VAUGHAN INVESTMENT ADVISORS, LLC
Office #1: 110 E. Wilson Bridge Road Suite 260, Worthington, OH 43085RIA
CRD#: 152772
Worthington, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(3/11/2010)
Exams
Current Firm
VI
VAUGHAN INVESTMENT ADVISORS, LLC
JAMES M. VAUGHAN INSURANCE | VAUGHAN INVESTMENT ADVISORS, LLC
CRD#: 152772 / SEC#:
Ohio
Registered Investment Advisory firm - (3/11/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
110 E. Wilson Bridge Road Suite 260, Worthington, OH 43085
Mailing Address
Phone number
(614) 296-3974
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 29 |
| AUM (Assets Under Management) | $ 15,000,000 |
Red Flags
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