MZ
Matthew K. Zwack
J.W. KORTH & COMPANY
Lansing, MI 48917
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CRD#: 5754362
MZ
Professional summary
Matthew Keller Zwack is a registered financial professional currently at J.W. KORTH & COMPANY located in Lansing, Michigan.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2010. Matthew has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Matthew Keller Zwack's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 5, 2012 - Present
J.W. KORTH & COMPANY
Office #1: 6500 Centurion Drive Suite 250, Lansing, MI 48917RIA
BD
CRD#: 26455
Lansing, MI
Past
May 19, 2010 - June 8, 2010
W. Y. CAMPBELL & COMPANY
BD
CRD#: 22688
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JK
J.W. KORTH & COMPANY
J W KORTH & COMPANY | J.W. KORTH AND COMPANY | J.W. KORTH & COMPANY, LIMITED PARTNERSHIP | J.W. KORTH & COMPANY
CRD#: 26455 / SEC#: 801-85185, 8-42712
RIA
Registered Investment Advisory firm - SEC (3/13/2015 Approved)Florida
Registered Investment Advisory firm - SEC (12/31/2018 Terminated)Maryland
Registered Investment Advisory firm - SEC (4/8/2014 Terminated)Michigan
Registered Investment Advisory firm - SEC (8/7/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Michigan(6/5/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JK
J.W. KORTH & COMPANY
J W KORTH & COMPANY | J.W. KORTH AND COMPANY | J.W. KORTH & COMPANY, LIMITED PARTNERSHIP | J.W. KORTH & COMPANY
CRD#: 26455 / SEC#: 801-85185, 8-42712
RIA
Registered Investment Advisory firm - SEC (3/13/2015 Approved)Florida
Registered Investment Advisory firm - SEC (12/31/2018 Terminated)Maryland
Registered Investment Advisory firm - SEC (4/8/2014 Terminated)Michigan
Registered Investment Advisory firm - SEC (8/7/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
6500 Centurion Drive Suite 250, Lansing, MI 48917
Mailing Address
6500 Centurion Drive Suite 250, Lansing, MI 48917
Phone number
(517) 333-4512
Established
Michigan since 03/16/1990
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees
20
SEC notice filing (2 States and Territories)
FINRA licenses (23 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J W KORTH LLC | GENERAL PARTNER | |
| KORTH DIRECT MORTGAGE INC | SOLE MEMBER OF J W KORTH LLC, THE GENERAL PARTNER OF J W KORTH | |
| GIBBONS, MICHAEL LOUIS | CCO | 4416942 |
| HIPP, PAMELA JEAN | MANAGING DIRECTOR, FIXED INCOME TRADING | 2783224 |
| KORTH, JAMES WILDER | MANAGING PARTNER | 1091113 |
| MACDONALD-KORTH, HOLLY CHRISTINA | FINOP, MANAGING DIRECTOR | 5270817 |
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 225,625,781 |
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J.W. KORTH & COMPANY
CRD#: 26455Lansing, MI 48917TRUST BUT VERIFY
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