GC
George T. Croonquist
JANNEY MONTGOMERY SCOTT LLC
Hackensack, NJ 07601-5925
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CRD#: 57537
GC
Professional summary
George Thomas Croonquist is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Hackensack, New Jersey.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1963. George has worked at 1 firm and has passed the Series 63, Series 7TO, SIE, Series 15, Series 5, PC, Series 4, Series 40 and Series 12 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Hackensack Meridian Medical Center; Investment related; 30 Prospect Ave., Hackensack, NJ; Foundation Board member; I have been a board member and former Chairman of the Medical Center and its foundation for over 40 yrs.; Start date: 05/27/1989; 3 hrs/month .1 hrs/day; Take in charitable gifts via DTC and sell the shares and remit proceeds to the Foundation;
CRS (Client Relationship Summary) - RIA
Click below to view George Thomas Croonquist's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view George Thomas Croonquist's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 2005 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 505 Main Street Suite 200, Hackensack, NJ 07601-5925RIA
BD
CRD#: 463
Hackensack, NJ
Current
March 21, 1963 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 505 Main Street Suite 200, Hackensack, NJ 07601-5925RIA
BD
CRD#: 463
Hackensack, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/22/1998)
RR
California(3/23/1984)
RR
Colorado(10/11/2021)
RR
Connecticut(2/13/1992)
RR
District of Columbia(5/17/2023)
RR
Florida(5/9/1983)
RR
Georgia(8/4/1983)
RR
Indiana(2/8/2012)
RR
Maine(1/11/2000)
RR
Maryland(7/7/1994)
RR
Massachusetts(1/25/2019)
RR
Montana(11/3/2021)
RR
Nevada(9/25/1996)
RR
New Jersey(11/27/1984)
IAR
New Jersey(10/6/2005)
RR
New York(10/21/1991)
RR
North Carolina(3/27/1992)
RR
Oregon(1/5/2024)
RR
Pennsylvania(11/8/1981)
RR
Rhode Island(2/26/2004)
RR
South Carolina(9/26/2022)
RR
Tennessee(9/15/2017)
RR
Virginia(9/27/1981)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 6/12/1984
Foreign Currency Options ExaminationGeneral Industry/Product Exam
RR
Series 5
Date: 10/15/1981
Interest Rate Options ExaminationGeneral Industry/Product Exam
RR
PC
Date: 8/2/1977
AMEX Put and Call ExamPrincipal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 40
Date: 10/28/1976
Registered Principal ExaminationPrincipal/Supervisory Exam
RR
Series 12
Date: 6/9/1969
NYSE Branch Manager ExaminationSRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
