Brian T. Denes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Thomas Denes, who also goes by Brian Denes, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2014. Brian had worked at 6 firms and has passed the Series 66, SIE, Series 79, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2021 - March 31, 2022
EIGHT PINES SECURITIES LLC
January 12, 2018 - March 5, 2019
JEFFERIES LLC
May 7, 2016 - January 2, 2018
COWEN AND COMPANY
December 1, 2015 - May 11, 2016
CRT CAPITAL GROUP LLC
April 9, 2015 - November 25, 2015
IMPERIAL CAPITAL ASSET MANAGEMENT LLC
June 11, 2014 - November 25, 2015
IMPERIAL CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EIGHT PINES SECURITIES LLC
CRD#: 153794 / SEC#: , 8-68571
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
