Christopher O. Spigelmeyer
Professional summary
Christopher O Spigelmeyer, who also goes by Christopher Orestes Spigelmeyer, Christopher Spigelmeyer, Chris O Spigelmeyer, is a registered financial professional currently at EATON VANCE DISTRIBUTORS, INC. located in Boston, Massachusetts.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2010. Christopher has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher O Spigelmeyer's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2024 - Present
EATON VANCE DISTRIBUTORS, INC.
Office #1: One Post Office Square, Boston, MA 02109December 20, 2018 - April 2, 2024
PGIM INVESTMENTS LLC
December 14, 2018 - March 26, 2024
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
September 2, 2015 - November 26, 2018
PUTNAM INVESTMENT MANAGEMENT, LLC
March 8, 2010 - November 26, 2018
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/20/2024)
(3/20/2024)
(3/20/2024)
Exams
What does exam status mean?
Series 6
Passed: 3/5/2010
FINRA
Current Firm
EATON VANCE DISTRIBUTORS, INC.
CRD#: 37731 / SEC#: , 8-47939
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | SHAREHOLDER | |
| FAMIGLIETTI, FRANK J | CO-PRESIDENT AND DIRECTOR | 2702269 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER, AND, FINANCIAL AND OPERATIONS PRINCIPAL OFFICER | 7463692 |
| LEFEVRE, BENJAMIN WILLIAM | TEXAS DESIGNATED PRINCIPAL | 2261749 |
| MELLO, KATARZYNA ZOFIA | DIRECTOR | 2280509 |
| MICHAUD, DAVID ANDREW | CO-PRESIDENT AND DIRECTOR | 2730645 |
| RANDALL, RONALD ALLAN | PRINCIPAL OPERATIONS OFFICER | 2946509 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.