Kate E. Reed
Professional summary
Kate Elizabeth Reed, who also goes by Kate Elizabeth Greene, Kate Greene, Kate Elizabeth Greene, Kate Elizabeth Reed, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Covington, Kentucky.
Kate is registered as a RR (Registered Representative) and started their career in finance in 2010. Kate has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kate Elizabeth Reed's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 Magellan, Covington, KY 41015November 17, 2023 - August 21, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 22, 2021 - July 5, 2023
FIDELITY BROKERAGE SERVICES LLC
October 1, 2019 - August 3, 2021
ALLIANT RETIREMENT CONSULTING
June 13, 2019 - June 28, 2021
CETERA WEALTH SERVICES, LLC
October 12, 2016 - May 8, 2019
MORGAN STANLEY
October 12, 2016 - May 8, 2019
MORGAN STANLEY
February 1, 2013 - July 11, 2016
LPL FINANCIAL LLC
August 9, 2012 - January 4, 2013
LAMON & STERN, INC.
February 12, 2010 - July 10, 2012
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/6/2025)
(5/1/2025)
(5/6/2025)
(5/6/2025)
(5/1/2025)
(5/6/2025)
(5/6/2025)
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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