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VW

Vanessa N. Wong

J.K. FINANCIAL SERVICES
NORCO, CA 92860
CRD#: 5752450
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VW
Vanessa N WongJ.K. FINANCIAL SERVICES

Professional summary

Vanessa N Wong, who also goes by Vanessa Nam Wong, Vanessa Wong, is a registered financial professional currently at J.K. FINANCIAL SERVICES, INC. located in Norco, California.

Vanessa is registered as a RR (Registered Representative) and started their career in finance in 2010. Vanessa has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Vanessa Nam Wong | Vanessa Wong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vanessa N Wong's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 14, 2026 - Present

J.K. FINANCIAL SERVICES, INC.

Office #1: 149 Cross Rail Lane Ste. 102, Norco, CA 92860
BD
CRD#: 103728
NORCO, CA
Past

January 30, 2024 - December 31, 2025

J.K. FINANCIAL SERVICES, INC.

BD
CRD#: 103728
NORCO, CA
Past

January 16, 2018 - December 15, 2023

GLOBALINK SECURITIES, INC.

BD
CRD#: 29721
Monrovia, CA
Past

November 8, 2013 - January 29, 2016

GLOBALINK SECURITIES, INC.

BD
CRD#: 29721
PASADENA, CA
Past

March 6, 2012 - April 15, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
TEMPLE CITY, CA
Past

March 6, 2012 - April 15, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
TEMPLE CITY, CA
Past

September 1, 2010 - October 8, 2010

KEY WEST INVESTMENTS, LLC

RIA
CRD#: 149418
SAN GABRIEL, CA
Past

September 1, 2010 - October 8, 2010

KEY WEST INVESTMENTS, LLC

BD
CRD#: 149418
SAN GABRIEL, CA
Past

May 10, 2010 - June 23, 2010

WADDELL & REED

BD
CRD#: 866
BREA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/14/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/14/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/7/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

JF
J.K. FINANCIAL SERVICES, INC.
HUA KANG SECURITIES, INC. | J.K. FINANCIAL SERVICES, INC. | J K FINANCIAL SERVICES, INC

CRD#: 103728 / SEC#: , 8-52214

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
149 Cross Rail Lane Ste. 102, Norco, CA 92860
Mailing Address
149 Cross Rail Lane Ste 102, Norco, CA 92860
Phone number
(714) 704-1818
Established
California since 10/20/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ZHENG, JOE JIANKANGCHIEF FINANCIAL OFFICER, SROP, CROP2318835
HO, LILY MEIXIAPRESIDENT, CEO, CCO4336165

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

J.K. FINANCIAL SERVICES, INC.

CRD#: 103728Norco, CA 92860

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