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BC

Brian P. Callanan

FINALIS SECURITIES LLC
SAN JUAN CAPISTRANO, CA
Some features on this profile are disabled
CRD#: 5752195
BC

Professional summary

Brian Patrick Callanan, AIF®, who also goes by Brian Callanan, Brian P Callanan, is a registered financial professional currently at FINALIS SECURITIES LLC located in San Juan Capistrano, California.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2010. Brian has worked at 11 firms and has passed the Series 66, Series 63, Series 82TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brian Callanan | Brian P Callanan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Patrick Callanan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

July 10, 2023 - Present

FINALIS SECURITIES LLC

BD
CRD#: 305908
SAN JUAN CAPISTRANO, CA
Past

July 15, 2022 - December 8, 2022

AUREUM WEALTH MANAGEMENT, LLC

RIA
CRD#: 272027
Tamarac, FL
Past

May 24, 2022 - July 24, 2023

STILLPOINT CAPITAL, LLC

BD
CRD#: 133146
TAMPA, FL
Past

October 8, 2018 - July 24, 2020

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
FT. LAUDERDALE, FL
Past

October 5, 2018 - July 24, 2020

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
FT. LAUDERDALE, FL
Past

December 8, 2017 - October 1, 2018

AMERICAN CAPITAL MANAGEMENT, INC.

RIA
CRD#: 122452
Tamarac, FL
Past

December 8, 2017 - October 1, 2018

AMERICAN EQUITY INVESTMENT CORPORATION

BD
CRD#: 40199
NEW ALBANY, IN
Past

October 9, 2015 - January 13, 2016

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
FORT LAUDERDALE, FL
Past

September 15, 2015 - January 13, 2016

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
FORT LAUDERDALE, FL
Past

February 24, 2014 - April 17, 2014

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
FT LAUDERDALE, FL
Past

December 12, 2011 - February 18, 2014

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
FT. LAUDERDALE, FL
Past

December 1, 2011 - February 18, 2014

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
FT. LAUDERDALE, FL
Past

February 9, 2011 - May 24, 2011

BRONSON & CO., LLC

BD
CRD#: 45025
SIMI VALLEY, CA
Past

February 19, 2010 - February 7, 2011

PHX FINANCIAL, INC.

BD
CRD#: 144403
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/10/2023)
RR
South Dakota
(11/19/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/10/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/18/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/18/2010
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/4/2012
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FINALIS SECURITIES LLC
DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
450 Lexington Ave, New York, NY 10017
Mailing Address
228 Park Ave South Suite 85550, New York, NY 10003
Phone number
(800) 962-0418
Established
Delaware since 09/10/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FINALIS, INC.HOLDING COMPANY
BRANT, DAVID ROBERTFINOP2718478
DIGIGLIO, JOSEPH ANDREWCCO4945031
MORA, MICHAEL JOHNCEO2648236

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINALIS SECURITIES LLC

CRD#: 305908San Juan Capistrano, CA

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