Brian P. Callanan

FINALIS SECURITIES LLC

New York, NY 10003

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CRD#: 5752195

Professional summary

Brian Patrick Callanan, AIF®, who also goes by Brian Callanan, Brian P Callanan, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2010. Brian has worked at 11 firms and has passed the Series 66, Series 63, Series 82TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brian Callanan | Brian P Callanan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Callanan Financial Advocate, Tamarac, FL. Non-securities related, president. Typically, 25 hours per month and hours vary both during and not during regular businesshours. Compensation is received on a per project basis. Non-securities related investment banking activities to include business consulting. 2.TruChoice Financial, 400Highway 169 South, Suite 200, Minneapolis, MN. 55426. Non-securities related, FL215 license life, health and annuity agent. Typically, 8 hours per month and hours varyboth during and not during regular business hours. Compensation is received on a per project basis. Life insurance, provide insurance products. No variable products.3.Self, Tamarac, FL. Non-securities related, mortgage originator. Typically, 1 hours per month and hours vary both during and not during regular business hours.Compensation is received on a per project basis. Mortgage finance, Mortgage Originator licensed. 4.Keller Williams Realty Boca Raton, 7280 W. Palmetto Park Rd., Suite110, Boca Raton, FL 33433. Non-securities related, realtor. Typically, 4 hours per month and hours vary both during and not during regular business hours. Compensationreceived on a per project basis. Sell real estate as necessary when asked to handle an assignment. 5. Stillpoint Capital, LLC; Investment Related; Tampa, FL; BrokerDealer; Registered Representative; Start Date 05/2022; Approximately 80 hours/month devoted to this business with majority of hours/month devoted during securities trading hours6. TFG Financial Advisors, LLC; Investment Related; North Palm Beach, FL; RIA; Investment Adviser Representative, referral business only; Start Date 06/2022; Approximately 80 hours/month devoted to this business with majority of hours/month devoted during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Patrick Callanan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 10, 2023 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003

CRD#: 305908

New York, NY

Past

July 15, 2022 - December 8, 2022

AUREUM WEALTH MANAGEMENT, LLC

RIA

CRD#: 272027

Tamarac, FL

Past

May 24, 2022 - July 24, 2023

STILLPOINT CAPITAL, LLC

CRD#: 133146

TAMPA, FL

Past

October 8, 2018 - July 24, 2020

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

FT. LAUDERDALE, FL

Past

October 5, 2018 - July 24, 2020

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

FT. LAUDERDALE, FL

Past

December 8, 2017 - October 1, 2018

AMERICAN CAPITAL MANAGEMENT, INC.

RIA

CRD#: 122452

Tamarac, FL

Past

December 8, 2017 - October 1, 2018

AMERICAN EQUITY INVESTMENT CORPORATION

CRD#: 40199

NEW ALBANY, IN

Past

October 9, 2015 - January 13, 2016

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

FORT LAUDERDALE, FL

Past

September 15, 2015 - January 13, 2016

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

FORT LAUDERDALE, FL

Past

February 24, 2014 - April 17, 2014

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FT LAUDERDALE, FL

Past

December 12, 2011 - February 18, 2014

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

FT. LAUDERDALE, FL

Past

December 1, 2011 - February 18, 2014

UBS FINANCIAL SERVICES INC.

CRD#: 8174

FT. LAUDERDALE, FL

Past

February 9, 2011 - May 24, 2011

BRONSON & CO., LLC

CRD#: 45025

SIMI VALLEY, CA

Past

February 19, 2010 - February 7, 2011

PHX FINANCIAL, INC.

CRD#: 144403

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/10/2023)

Texas
(8/12/2023)

Exams

State Security Law Exam

IAR

Series 66

Date: 10/10/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/18/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 1/2/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/18/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/4/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FINALIS SECURITIES LLC

DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

228 Park Ave South Suite 85550, New York, NY 10003

Mailing Address

228 Park Ave South Suite 85550, New York, NY 10003

Phone number

(800) 962-0418

Established

Delaware since 09/10/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FINALIS, INC.	HOLDING COMPANY
AZARY, DENNIS MICHAEL	CEO/CCO/FINOP	2384263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian P. Callanan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Patrick Callanan's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUREUM WEALTH MANAGEMENT, LLC

STILLPOINT CAPITAL, LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

AMERICAN CAPITAL MANAGEMENT, INC.

AMERICAN EQUITY INVESTMENT CORPORATION

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

BRONSON & CO., LLC

PHX FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/10/2011

Series 63

Date: 3/18/2010

Series 82TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/18/2010

Series 24

Date: 1/4/2012

FINRA

Current Firm

FINALIS SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FINALIS SECURITIES LLC

TRUST BUT VERIFY

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