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Brian Patrick Callanan

AIF®
FINALIS SECURITIES
New York, NY
·CRD# 5752195·16 years experience

Professional Summary

Brian Patrick Callanan, AIF®, who also goes by Brian Patrick Callanan, Brian Callanan, Brian P Callanan, is a registered financial advisor currently at FINALIS SECURITIES LLC located in New York, New York and STIRLINGSHIRE INVESTMENTS located in New York City, New York. Brian is registered as a RR (Registered Representative) and started their career in finance in 2010. Brian has worked at 12 firms and has passed the Series 66, Series 63, Series 82TO, Series...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brian Patrick Callanan, Brian Callanan, Brian P Callanan

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary

Years of Experience

16 years in the financial services industry

Current & Past Employments

FINALIS SECURITIES LLC·CRD# 305908
BD
450 Lexington Ave., New York, NY 10017
July 10, 2023 - Present
STIRLINGSHIRE INVESTMENTS·CRD# 310576
BD
15 W 38th St Suite 704, New York City, NY 10018
September 15, 2026 - Present
AUREUM WEALTH MANAGEMENT, LLC·CRD# 272027
RIA
Tamarac, FL
July 15, 2022 - December 8, 2022
STILLPOINT CAPITAL, LLC·CRD# 133146
BD
Tampa, FL
May 24, 2022 - July 24, 2023
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
RIA
Ft. Lauderdale, FL
October 8, 2018 - July 24, 2020
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
Ft. Lauderdale, FL
October 5, 2018 - July 24, 2020
AMERICAN CAPITAL MANAGEMENT, INC.·CRD# 122452
RIA
Tamarac, FL
December 8, 2017 - October 1, 2018
AMERICAN EQUITY INVESTMENT CORPORATION·CRD# 40199
BD
New Albany, IN
December 8, 2017 - October 1, 2018
MSI FINANCIAL SERVICES, INC.·CRD# 14251
RIA
Fort Lauderdale, FL
October 9, 2015 - January 13, 2016
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Fort Lauderdale, FL
September 15, 2015 - January 13, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.·CRD# 39543
BD
Ft Lauderdale, FL
February 24, 2014 - April 17, 2014
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Ft. Lauderdale, FL
December 12, 2011 - February 18, 2014
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Ft. Lauderdale, FL
December 1, 2011 - February 18, 2014
BRONSON & CO., LLC·CRD# 45025
BD
Simi Valley, CA
February 9, 2011 - May 24, 2011
PHX FINANCIAL, INC.·CRD# 144403
BD
New York, NY
February 19, 2010 - February 7, 2011

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Current Firm

SI
STIRLINGSHIRE INVESTMENTS

STIRLINGSHIRE BD LLC | STIRLINGSHIRE INVESTMENTS

CRD#: 310576 / SEC#: 8-70616
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

15 W 38th St Suite 704, New York City, NY 10018

Mailing Address

15 W 38th St Suite 704, New York City, NY 10018

Phone Number

(877) 600-7026

Established

Delaware since 08/14/2020

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STIRLINGSHIRE INVESTMENTS, INC.100% OWNER—
GILMAN, CANDICE LEECCO5226511
SAKOL, DANIEL SCOTTFINOP2813237
WOODS, STEVEN MACKIECEO5715598

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Callanan Financial Advocate, Tamarac, FL. Non-securities related, president. Typically, 25 hours per month and hours vary both during and not during regular businesshours. Compensation is received on a per project basis. Non-securities related investment banking activities to include business consulting. 2.TruChoice Financial, 400Highway 169 South, Suite 200, Minneapolis, MN. 55426. Non-securities related, FL215 license life, health and annuity agent. Typically, 8 hours per month and hours varyboth during and not during regular business hours. Compensation is received on a per project basis. Life insurance, provide insurance products. No variable products.3.Self, Tamarac, FL. Non-securities related, mortgage originator. Typically, 1 hours per month and hours vary both during and not during regular business hours.Compensation is received on a per project basis. Mortgage finance, Mortgage Originator licensed. 4.Keller Williams Realty Boca Raton, 7280 W. Palmetto Park Rd., Suite110, Boca Raton, FL 33433. Non-securities related, realtor. Typically, 4 hours per month and hours vary both during and not during regular business hours. Compensationreceived on a per project basis. Sell real estate as necessary when asked to handle an assignment. 5. Stillpoint Capital, LLC; Investment Related; Tampa, FL; BrokerDealer; Registered Representative; Start Date 05/2022; Approximately 80 hours/month devoted to this business with majority of hours/month devoted during securities trading hours6. TFG Financial Advisors, LLC; Investment Related; North Palm Beach, FL; RIA; Investment Adviser Representative, referral business only; Start Date 06/2022; Approximately 80 hours/month devoted to this business with majority of hours/month devoted during securities trading hours.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(7/10/2023)
RR
South Dakota
(11/19/2025)
RR
Texas
(7/6/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2026About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2010About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2010About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2012About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Brian Patrick Callanan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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