Charles O. Botchway
Professional summary
Charles Okai Botchway, who also goes by Charles Botchway, is a registered financial professional currently at MSC - BD, LLC located in Austin, Texas.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2010. Charles has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Okai Botchway's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2015 - Present
MSC - BD, LLC
Office #1: 901 Mopac Expressway. Building 1 Suite 300 , Austin, TX 78746November 22, 2010 - July 3, 2015
MSC - BD, LLC
September 30, 2010 - November 17, 2010
HS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2015)
(7/10/2015)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MSC - BD, LLC
CRD#: 142927 / SEC#: , 8-67511
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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